I. EPIDEMIOLOGY AND ETIOLOGY
A. Incidence. Colorectal cancer is the second most common cause of cancer mortality after lung cancer in the United States and ranks third in frequency among primary sites of cancer in both men and women. Nearly one million cases are diagnosed annually worldwide, accounting for 9% to 10% of human cancers. Peak incidence
rates are observed in Europe, the United States, Australia, and New Zealand. The lowest incidence rates are noted in India and South America and among Arab Israelis. A 10-fold variability is noted from highest to lowest regional incidence rates. Both the incidence and the mortality rates have declined in the United States since they peaked in 1985, a phenomenon thought to be a consequence of increased screening for and removal of premalignant polyps as well as potentially a more widespread use of aspirin and other nonsteroidal antirheumatic agents. Studies of migrant populations have discerned that the incidence of colorectal cancer reflects country of residence and not the country of origin. This suggests that overall environmental influences outweigh genetic trends for populations in which the experiences of those people with inherited special risk are pooled with those of lesser risk. Rural dwellers have a lower incidence of colorectal cancer than do urbanites. In the United States, cancer of the colon/rectum is more common in the East and the North than in the West and the South.
The risk for colorectal cancer increases with age, but 3% of colorectal cancers occur in patients younger than 40 years of age. The incidence is 19 per 100,000 population for those younger than 65 years of age and 337 per 100,000 among those older than 65 years of age. The median age of diagnosis is around 70 years. It was estimated that, in the United States in 2010, 143,000 new cases of colorectal cancer developed and an estimated 51,400 persons died from the disease. In the United States, a person of average risk has a 5% lifetime risk for developing colorectal cancer.
B. Etiology. Multiple forces drive the transformation of healthy colorectal mucosa to cancer. Inheritance and environmental factors, such as maintaining a low body mass index and exercising regularly, correlate with lower incidence rates, but the extent of the interdependence of these two factors as causative variables remains unknown.
1. Polyps. The main importance of polyps is the well-recognized potential of a subset to evolve into colorectal cancer. The evolution to cancer is a multistage process that proceeds through mucosal cell hyperplasia, adenoma formation, and growth and dysplasia to malignant transformation and invasive cancer. Environmental carcinogens may result in the development of cancer regardless of a patient’s genetic background, but patients with genetically susceptible mucosa inherit a predisposition to abnormal cellular proliferation. Oncogene activation, tumor suppressor gene inactivation, deficient DNA mismatch repair enzymes, and chromosomal deletion may lead to adenoma formation, growth with increasing dysplasia, and invasive carcinoma.
a. Types of polyps. Histologically, polyps are classified as neoplastic or nonneoplastic. Nonneoplastic polyps have no malignant potential and include hyperplastic polyps, mucous retention polyps, hamartomas (juvenile polyps), lymphoid aggregates, and inflammatory polyps. Neoplastic polyps (or adenomatous polyps) have malignant potential and are classified according to the World Health Organization system as tubular (microscopically characterized by networks of complex branching glands), tubulovillous (mixed histology), or villous (microscopically characterized by relatively short, straight glandular structures) adenomas, depending on the presence and volume of villous tissue. Polyps larger than 1 cm in diameter, those with high-grade dysplasia, and those with predominantly villous histology are associated with higher risk for colorectal cancer and are termed screen-relevant neoplasias. Colonoscopic polypectomy and subsequent surveillance can reduce the incidence of colon cancer by 90%, compared with that observed in unscreened controls.
b. Frequency of polyp types. About 70% of polyps removed at colonoscopy are adenomatous, 75% to 85% of which are tubular (no or minimal villous tissue), 10% to 25% are tubulovillous (<75% villous tissue), and fewer than 5% are villous (>75% villous tissue). The incidence of synchronous adenomas in patients with one known adenoma is 40% to 50%.
c. Dysplasia may be classified as low and high grade. About 6% of adenomatous polyps exhibit high-grade dysplasia and 5% contain invasive carcinoma at the time of diagnosis.
d. The malignant potential of adenomas correlates with increasing size, the presence and the degree of dysplasia in a villous component, and the patient’s age. Small colorectal polyps (smaller than 1 cm) are not associated with increased occurrence of colorectal cancer; the incidence of cancer, however, is increased 2.5- to 4-fold if the polyp is larger than 1 cm and 5- to 7-fold in patients who have multiple polyps. The study of the natural history of untreated polyps larger than 1 cm showed that the risk for progression to cancer is 2.5% at 5 years, 8% at 10 years, and 24% at 20 years. The time to malignant progression depends on the severity of dysplasia, averaging 3.5 years for severe dysplasia and 11.5 years for mild atypia.
e. Management of polyps. Because of the adenoma-cancer relationship and the evidence that resecting adenomas prevents cancer, newly detected polyps should be excised and additional polyps should be sought through colonoscopy. There are data to show that the miss rate for polyps that are potentially detectable during colonoscopy is lower when the operator exceeds an endoscope-withdrawal time of 6 minutes. A minority of polyps are flat and lack an easily detectable profile in the absence of special techniques, such as instillation of dye, to accentuate mucosal irregularities during screening.
The accuracy of colonoscopic examinations (94%) exceeds that of barium enema (67%), which is seldom used as a screening tool anymore. Additionally, with colonoscopy, therapeutic polypectomy can be accomplished during the diagnostic examination. CT colonography (virtual colonoscopy) is increasingly sensitive and specific, with refinements in software and radiologist expertise leading to sufficient improvements in the technique such that many centers offer this as a screening option, although a regular bowel preparation is required, and if relevant polyps are found, a colonoscopy will have to be performed. Fecal DNA assays that target genetic abnormalities specific to the malignant transformation of mucosal cells are now commercially available and are continuously being refined to improve their performance. The year 2000 recommendations of the American College of Gastroenterology for the management of colorectal polyps are discussed by Bond and colleagues (see Suggested Reading).
f. Intestinal polyposis syndromes. Table 9.3 summarizes familial polyposis syndromes and their histology distribution, malignant potential, and management (see Section V.B.3 for discussion of the potential benefit of anti-inflammatory drugs).
2. Diet. Populations with high intake of fat, higher caloric intakes, and low intake of fiber (fruits, vegetables, and grains) characterized as a westernized diet tend to have increased risk for colorectal cancer in most but not all studies. Higher calcium intake, calcium supplementation, vitamin D supplementation, and regular aspirin use are associated with a lower risk for colorectal polyps and cancer in some studies. Fewer tumors that overexpress Cox-2 occur in individuals who regularly use aspirin, which is known to reduce the
incidence of both polyps and cancers. Increased intake of vitamins A, C, and E and b-carotene does not appear to decrease the risk for polyp formation. The higher incidence of rectal and sigmoid cancer in men may be related to their greater consumption of alcohol. Women who have taken postmenopausal estrogen replacement therapy appear to have a lower risk for colorectal cancer than those who have not.
3. Inflammatory bowel disease
a. Ulcerative colitis is a clear risk factor for colon cancer. About 1% of colorectal cancer patients have a history of chronic ulcerative colitis. The risk for the development of cancer in these patients varies inversely with the age of onset of the colitis and directly with the extent of colonic involvement and duration of active disease. The cumulative risk is 2% at 10 years, 8% at 20 years, and 18% at 30 years. Individuals with colon cancers associated with ulcerative colitis have a similar prognosis to sporadic cases.
The recommended approach to the increased risk for colorectal cancer in ulcerative colitis has been annual or semiannual colonoscopy to determine the need for total proctocolectomy in patients with extensive colitis of >8 years’ duration. This strategy is based on the assumption that dysplastic lesions can be detected before invasive cancer has developed. An analysis of prospective studies concluded that immediate colectomy is essential for all patients diagnosed with a dysplasia-associated mass or lesion. Most important, the analysis demonstrated that the diagnosis of dysplasia does not preclude the presence of invasive cancer. The diagnosis of dysplasia has inherent problems with sampling of specimens and with variation in agreement among observers (as low as 60%, even with experts in the field).
b. Crohn disease. Patients with colorectal Crohn disease are at increased risk for colorectal cancer, but the risk is less than that of those with ulcerative colitis. The risk is increased about 1.5 to 2 times.
4. Genetic factors
a. Family history may signify either a genetic abnormality or shared environmental factors or a combination of these factors. About 15% of all colorectal cancers occur in patients with a history of colorectal cancer in first-degree relatives. Individuals with a first-degree relative who has had colorectal cancer are more than twice as likely to develop colon cancer than those individuals with no family history.
b. Gene changes. Specific inherited (adenomatous polyposis coli [APC] gene) and acquired genetic abnormalities (ras gene point mutation; c-myc gene amplification; allele deletion at specific sites of chromosomes 5, 8, 17, and 18) appear to be capable of mediating steps in the progression from normal to malignant colonic mucosa. About half of all carcinomas and large adenomas have associated point mutations, most often in the K-ras gene. Such mutations are rarely present in adenomas smaller than 1 cm. Allelic deletions of 17p- are demonstrated in three-fourths of all colorectal carcinomas, and deletions of 5q- are demonstrated in more than one-third of colonic carcinoma and large adenomas.
Two major syndromes and several variants of these syndromes of inherited predisposition to colorectal cancer have been characterized. The two syndromes, which predispose to colorectal cancer by different mechanisms, are FAP and hereditary nonpolyposis colorectal cancer (Lynch syndrome or HNPCC).
(1) FAP. The genes responsible for FAP, APC genes, are located in the 5q21 chromosome region. Inheritance of defective APC tumorsuppressor gene leads to a virtually 100% likelihood of developing colon cancer by 55 years of age, leading to the recommendation of a total proctocolectomy for affected individuals during their 20s or 30s. Screening for polyps should begin during early teenage years. The FAP syndrome can be associated with the development of gastric and ampullary polyps, desmoid tumors, osteomas, abnormal dentition, and abnormal retinal pigmentation. Variants of FAP include Gardner and Turcot syndromes.
(2) HNPCC. The autosomal-dominant pattern of HNPCC includes Lynch syndromes I and II, both of which are associated with an increased incidence of predominantly right-sided colon cancer. This genetic abnormality in the DNA mismatch repair enzymes leads to defective excision of abnormal repeating sequences of DNA known as microsatellites (microsatellite instability [MSI]). Retention of these sequences leads to expression of a mutator phenotype characterized by frequent DNA replication errors (also called the RER+ phenotype), which predispose affected people to a multitude of primary malignancies, including cancers of the endometrium, ovary, bladder, ureter, stomach, and biliary tract.
(a) Specific mutated genes on chromosomes 2 and 3, known as hMSH2, hMLH1, hPMS1, and hPMS2, have been linked to HNPCC. Patients with the RER+ phenotype may not have a germ line abnormality and may instead have acquired abnormal methylation of DNA as the source of the absence of expression of the genes previously noted. Abnormal methylation, which silences the promoter region of mismatch repair genes preventing protein synthesis, is more common in older patients and women. Germ line testing to determine if the RER+ phenotype is inherited or acquired is necessary as a part of genetic counseling when an individual is found to have a mismatch repair defect. Immunohistochemical stains can be used to determine if a tumor is devoid of the expression of mismatch repair enzymes, and then patients with absent gene expression should undergo germ line testing to enable appropriate counseling of family members.
(b) Patients with HNPCC have a tendency to develop colon cancer at an early age, and screening should begin by 20 years of age or 5 years earlier than the age at diagnosis of the earliest affected family member for relatives of HNPCC patients. The median age of HNPCC patients with colon cancer at diagnosis was 44 years, versus 68 years for control patients in one study.
(c) The prognosis for HNPCC patients is better than for those patients with sporadic colon cancer; the death rate from colon cancer for HNPCC patients is two-thirds that for sporadic cases over 10 years. One study suggests that patients with HNPCC may derive less benefit from adjuvant chemotherapy based on fluorouracil combinations than patients without this abnormality. Correlation with additional data from patients treated in the adjuvant setting and from patients with advanced disease is needed.
(d) It is important to note that apart from the genetic deficiency in mismatch repair enzyme expression, about 15% of colon cancers
exhibit the same biologic phenotype as HNPCC-derived tumors via the methylation of the promoter regions of DNA mismatch repair enzyme genes.
c. Tumor location. Proximal tumors have a higher likelihood to exhibit the defective DNA mismatch repair phenotype and MSI. Distal tumors show evidence of greater chromosomal instability and may develop through the same mechanisms that underlie familial polyposis-associated colorectal cancer.
5. Smoking. Men and women smoking during the previous 20 years have three times the relative risk for small adenomas (<1 cm) but not for larger ones. Smoking for >20 years was associated with 2.5 times the relative risk for larger adenomas. It has been estimated that 5,000 to 7,000 colorectal cancer deaths in the United States can be attributed to cigarette use.
6. Other factors. Personal or family history of cancer in other anatomic sites (such as breast, endometrium, and ovary) is associated with increased risk for colorectal cancer. Exposure to asbestos (e.g., in brake mechanics) increases the incidence of colorectal cancer to 1.5 to 2 times that of the average population. Other than this association, there appears to be little relationship between occupational exposures and the incidence of colon cancer. Data indicate that HPV infection of the columnar mucosa of the colon may cause benign and malignant neoplasia.
II. PATHOLOGY AND NATURAL HISTORY
A. Histology. Ninety-eight percent of colorectal cancers above the anal verge are adenocarcinomas. Cancers of the anal canal are most often squamous cell or basaloid carcinomas. Carcinoid tumors cluster around the rectum and cecum and spare the rest of the colon and are distinguished from undifferentiated small cell neuroendocrine tumors of the colon by their tendency to be both well differentiated and indolent in their behavior.
B. Location. Two-thirds of colorectal cancers occur in the left colon and one-third in the right colon, although women more often develop right-sided tumors. About 20% of colorectal cancers develop in the rectum. Rectal tumors can be detected by digital rectal examination in 75% of cases. Nearly 3% of colorectal adenocarcinomas are multicentric, and the risk for developing a second primary tumor in the colon is estimated to be approximately 1% per year.
C. Clinical presentation. The common clinical complaints of patients with colorectal cancer relate to the size and location of the tumor. Right-sided colonic lesions are often asymptomatic but when symptoms are manifested, these tumors most often result in dull and ill-defined abdominal pain, bleeding, and symptomatic anemia (causing weakness, fatigue, and weight loss), rather than in colonic obstruction. Left-sided lesions lead commonly to changes in bowel habits, bleeding, gas pain, decrease in stool caliber, constipation, increased use of laxatives, and colonic obstruction. Sometimes, distant metastases, in particular liver metastases, can cause the initial clinical symptoms.
D. Clinical course. Metastases to the regional lymph nodes are found in 40% to 70% of cases at the time of resection. Venous or lymphatic invasion is found in up to 60% of cases. Metastases occur most frequently in the liver, peritoneal cavity, and lung, followed by the adrenals, ovaries, and bone. Metastases to the brain, while rare, are noted more commonly as survival with distant disease is extended by better treatments. Rectal cancers are three times more likely to recur locally than are proximal colonic tumors, in part because the anatomic confines of the rectum preclude wide resection margins and in part because the rectum lacks an outer serosal layer through most of its course. Because of the
venous and lymphatic drainage of the rectum into the inferior vena cava (as opposed to the venous drainage of the colon into the portal vein and variable lymphatic drainage), rectal cancers have a higher incidence of lung metastasis compared with colon cancers that more frequently recurs first in the liver.