Anemia in patients with malignancy is common as a consequence of their disease and treatment. Substantial progress has been made in the management of anemia with red blood cell transfusion in acute conditions, such as bleeding and infection, through the performance of large clinical trials. These trials suggest that transfusion at lower hemoglobin thresholds (restrictive transfusion ∼7-8 g/dL) is safe and in some cases superior to higher transfusion thresholds (liberal transfusion ∼9-10 g/dL). However, additional studies are needed in patients with malignancy to understand best practice in relation to quality of life as well as clinical outcomes.
Key points
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Randomized clinical trials of red blood cell transfusion practice have provided high-quality evidence in the management of common complications of cancer.
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The preponderance of clinical trial data supports using restrictive transfusion strategies (hemoglobin levels between 7 and 8 g/dL) in most hospitalized medical and surgical patients.
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Additional studies are needed to understand best practice in the management of anemia in cancer patients with a focus on quality of life in addition to clinical outcomes.
Introduction
Anemia is common in patients with malignancy and has been associated with increased morbidity and mortality. Its incidence has been correlated with advancing cancer stage and declining functional status at the time of diagnosis. The severity of anemia has been found to be proportional to aberrations in inflammatory cytokines as well as hepcidin, ferritin, and erythropoietin levels.
The cause of anemia in the setting of malignancy is often multifactorial and as with anemia in general includes 3 broad categories: decreased production, increased destruction, and acute blood loss. In addition to anemia related to suppression of erythropoietin, infection, and decreased red blood cell (RBC) survival owing to autoantibodies, causes specific to malignancy include direct effects of a neoplasm such as leukemic infiltration of the bone marrow as well as the effects of chemotherapy and radiation.
Patients with malignancy often undergo intensive medical and surgical therapies to treat their disease. The prevalence of anemia in patients varies by the type of malignancy and the time course of diagnosis and treatment with published rates ranging from 30% to 90%. Surgical treatment of malignancy often accepts significant blood loss and results in intraoperative or postoperative anemia. In parallel, medical treatment with chemotherapy often results in a hypoproliferative state and subsequent anemia. This is particularly true for patients requiring myeloablative chemotherapy or hematopoietic stem cell transplantation, who almost universally develop severe anemia that necessitates RBC transfusion. During and after therapy, it is also not uncommon for cancer outpatients to require RBC transfusions intermittently for weeks or months.
With the performance of many randomized clinical trials there has been significant progress in understanding when to transfuse RBCs in hospitalized medical and surgical patients. Although these clinical trials were not focused on patients with malignancy, many of them included such patients and provide high-quality evidence in the management of common complications of cancer such as acute bleeding and infection.
Clinical trials to date have focused on acute conditions requiring hospitalization, and little evidence exists in the management of chronic anemia such as that of patients with hematologic malignancy. The current controversy for the use of RBCs includes the optimal hemoglobin (Hgb) trigger for transfusion and the impact of different transfusion strategies on quality of life for both inpatients and outpatients. Most outcomes collected in clinical trials relate to mortality and morbidity outcomes, such as cardiac events and hospital duration of stay. Functional status and quality of life have not been outcomes in almost all of these studies, despite oncologic society guidelines advising RBC transfusions be administered to maintain quality of life.
In this paper, we review the randomized clinical trials evaluating RBC transfusion in the management of anemia related to common complications of malignancy. We begin by describing the goals of therapy in acute and chronic settings. We then review the risks of anemia and summarize current clinical trial data and their role in the development of society guidelines for RBC transfusion practice.
Introduction
Anemia is common in patients with malignancy and has been associated with increased morbidity and mortality. Its incidence has been correlated with advancing cancer stage and declining functional status at the time of diagnosis. The severity of anemia has been found to be proportional to aberrations in inflammatory cytokines as well as hepcidin, ferritin, and erythropoietin levels.
The cause of anemia in the setting of malignancy is often multifactorial and as with anemia in general includes 3 broad categories: decreased production, increased destruction, and acute blood loss. In addition to anemia related to suppression of erythropoietin, infection, and decreased red blood cell (RBC) survival owing to autoantibodies, causes specific to malignancy include direct effects of a neoplasm such as leukemic infiltration of the bone marrow as well as the effects of chemotherapy and radiation.
Patients with malignancy often undergo intensive medical and surgical therapies to treat their disease. The prevalence of anemia in patients varies by the type of malignancy and the time course of diagnosis and treatment with published rates ranging from 30% to 90%. Surgical treatment of malignancy often accepts significant blood loss and results in intraoperative or postoperative anemia. In parallel, medical treatment with chemotherapy often results in a hypoproliferative state and subsequent anemia. This is particularly true for patients requiring myeloablative chemotherapy or hematopoietic stem cell transplantation, who almost universally develop severe anemia that necessitates RBC transfusion. During and after therapy, it is also not uncommon for cancer outpatients to require RBC transfusions intermittently for weeks or months.
With the performance of many randomized clinical trials there has been significant progress in understanding when to transfuse RBCs in hospitalized medical and surgical patients. Although these clinical trials were not focused on patients with malignancy, many of them included such patients and provide high-quality evidence in the management of common complications of cancer such as acute bleeding and infection.
Clinical trials to date have focused on acute conditions requiring hospitalization, and little evidence exists in the management of chronic anemia such as that of patients with hematologic malignancy. The current controversy for the use of RBCs includes the optimal hemoglobin (Hgb) trigger for transfusion and the impact of different transfusion strategies on quality of life for both inpatients and outpatients. Most outcomes collected in clinical trials relate to mortality and morbidity outcomes, such as cardiac events and hospital duration of stay. Functional status and quality of life have not been outcomes in almost all of these studies, despite oncologic society guidelines advising RBC transfusions be administered to maintain quality of life.
In this paper, we review the randomized clinical trials evaluating RBC transfusion in the management of anemia related to common complications of malignancy. We begin by describing the goals of therapy in acute and chronic settings. We then review the risks of anemia and summarize current clinical trial data and their role in the development of society guidelines for RBC transfusion practice.
Goals and risks of red blood cell transfusion
The often-stated goal of RBC transfusion is to improve oxygen delivery to the tissues. However, the measurement of oxygen delivery is challenging and thresholds for transfusion are generally well above the level needed for tissue oxygenation. In clinical trials, the impact of RBC transfusion has been measured in relation to symptoms and clinical events. In hospitalized patients, the goal of transfusion is to maximize survival and minimize morbid events such as infection and myocardial infarction. In contrast, the goals of RBC transfusion for chronically anemic patients with hematologic conditions or malignancies are to enhance quality of life and function while minimizing the side effects of chronic exposure to transfusion. Thus, in acute settings, studies generally focus on mortality and morbidity whereas in chronic settings they focus on symptoms and function.
RBC transfusions include biologically active products that may induce immune responses and expand vascular volume. With advances in transfusion medicine, complications related to transfusion-transmitted infections, transfusion-related acute lung injury, and severe hemolytic reactions have become uncommon. However, immune modulation, iron overload, or prothrombotic effects related to transfusion may have short- and long-term clinical sequelae.
The immunosuppressive activity of allogeneic blood, particularly the leukocyte component, has been known since early studies of renal allograft survival. This phenomenon, termed transfusion-related immunomodulation, has been associated with postoperative infections, tumor recurrence, and nosocomial infections in critically ill patients. Transfusion-related immunomodulation is of particular interest in patients with malignancy who are at increased risk of infection owing to the effects of chemotherapy on mucosal barriers in addition to immune deficits related to underlying disease. Thus, RBC transfusion carries with it a spectrum of beneficial and adverse effects that vary depending on the clinical setting.
Risks from anemia
Symptoms and complications of anemia tend to be associated with more severe reductions in Hgb levels. According to the World Health Organization and the National Cancer Institute, normal values for Hgb are 12 to 16 g/dL in women and 14 to 18 g/dL in men, and grading of anemia is as follows: mild (grade 1), Hgb from 10 g/dL to the lower limit of normal; moderate (grade 2), Hgb 8 to 9.9 g/dL; severe (grade 3), Hgb 6.5 to 7.9 g/dL; and life threatening (grade 4), Hgb less than 6.5 g/dL.
In general, moderate anemia is thought to have few associated symptoms, owing to compensatory mechanisms (increased cardiac output and 2,3 diphosphoglycerate levels, among others) that preserve oxygen transport. Historically, clinical practice was to correct moderate anemia with RBC transfusion with the goal of minimizing morbidity and mortality and treating related signs and symptoms.
Our understanding of the risks associated with anemia was advanced by study of patients undergoing surgery who refused blood transfusion. An analysis of 1,958 patients of the Jehovah’s Witness faith who underwent an operative procedure found that morbidity and mortality did not increase significantly until the preoperative Hgb decreased to less than 8 g/dL. As the preoperative Hgb decreased, the risk of death increased and increased significantly when either preoperative or postoperative Hgb level was less than 6 g/dL. In addition, individuals with underlying cardiovascular disease and a Hgb level of less than 10 g/dL had a higher mortality than patients without cardiovascular disease. These results suggested that patients with underlying cardiovascular disease were less tolerant of anemia.
Several large retrospective analyses also examined the association between anemia and perioperative morbidity and mortality. One study of more than 310,000 hospitalized patients 65 years of age or older undergoing major noncardiac surgery found mild preoperative anemia to be associated with increased 30-day mortality and cardiovascular morbidity. Similar findings were identified in 227,000 patients who underwent major noncardiac surgery as part of the American College of Surgeons’ National Surgical Quality Improvement Program database.
In the outpatient setting, anemia has also been associated with lower quality of life in patients with malignancy. Although fatigue is often multifactorial in cancer patients, it is extremely common in individuals with chemotherapy-induced anemia, occurring in more than 75% of patients in one study. Decreased Hgb levels were correlated with increased fatigue and reduced measures of quality of life. Other studies suggested improvements in Hgb levels were associated with decreased fatigue score in patients with malignancy.
Clinical trials
There have been more than 25 clinical trials performed in adults and pediatric patients comparing liberal and restrictive RBC transfusion in greater than 12,000 patients. These trials have been performed in many different clinical settings, including intensive care unit (ICU) patients; those undergoing cardiac, orthopedic, and other surgery; patients suffering from gastrointestinal bleeding or sepsis; and other settings. Liberal transfusion refers to RBC transfusion at higher Hgb triggers such as 9 or 10 g/dL. Restrictive transfusion refers to the use of lower Hgb transfusion triggers such as 7 or 8 g/dL. Although only 1 small trial has focused on surgical patients with malignancy, many studies have included cancer patients and these findings are relevant to their care. Relevant clinical trials have been performed in ICU patients including those with sepsis and abdominal malignancy, postoperative patients with cardiovascular risk factors, and patients with upper gastrointestinal bleeding. These trials are relevant in that they deal with common scenarios and complications in the treatment of malignancy. They are also important in that they were large, rigorously performed, and broke new ground that has resulted in a change in transfusion practice.
Intensive Care Unit and Sepsis
The Transfusion Requirement in Critical Care trial (TRICC) was the first to challenge the widely held view that a threshold of 10 g/dL was required to recover from acute life-threatening illness. A total of 838 euvolemic intensive unit patients with a Hgb of less than 9 g/dL were randomly allocated to a 10 g/dL RBC transfusion threshold (liberal) group or a 7 g/dL RBC transfusion threshold (restrictive) group. The 30-day mortality was lower in patients in restrictive group (18.7%) than the 10 g/dL group (23.3%; P = .1) as were cardiovascular and pulmonary complications. The TRICC trial was the first to suggest that a 7 g/dL threshold was as safe and perhaps safer than a 10 g/dL threshold.
More recently, the Transfusion Requirements in Septic Shock (TRISS) trial, a randomized control trial in 1005 patients with septic shock in the ICU, found no difference in mortality or morbidity in individuals allocated to liberal (<9 g/dL) versus restrictive (<7 g/dL) transfusion strategies. Consensus criteria for sepsis were used and RBC transfusions were given as single units of leukoreduced RBCs. Other outcomes, including the need for mechanical ventilation, vasopressors, renal replacement therapy, or other ischemic events, were also similar between the 2 groups. Among the enrolled patients, 7.5% had a history of hematologic malignancies and there were no differences between findings in this subgroup and the remainder of the cohort.
There are 3 trials evaluating RBC transfusion thresholds in pediatric populations. The largest trial was performed in 637 critically ill children cared for in pediatric ICUs at 19 centers. Patients were enrolled with a Hgb level of less than 9.5 g/dL and randomly allocated to transfusion at 7 g/dL or 9.5 g/dL thresholds. The primary outcome of new or progressive multiple-organ dysfunction syndrome was similar between the 2 groups. Secondary outcomes, including transfusion reactions, respiratory and catheter-related infections, duration of stay, and mortality, were also not different between groups. Two smaller trials in premature infants that included neurocognitive outcomes have been published and a definitive trial (Transfusion of Prematures) is underway in this group of patients.
In total, the findings of these trials in adult and pediatric ICUs have helped established practice recommendations for using a restrictive strategy (<7 g/dL) for RBC transfusion in critically ill patients without ischemic or congenital heart disease.
Bleeding
Patients with malignancy may have a more profound blood loss anemia related to a number of cancer-specific causes. Management of bleeding from a tumor can be complex and may be exacerbated by concomitant coagulopathy and/or thrombocytopenia. Coagulopathy occurs with increased frequency in patients with malignancy and can be owing to acquired inhibitors of coagulation, disseminated intravascular coagulation, or therapeutic anticoagulation to treat thromboembolism. Thrombocytopenia is common in hematologic malignancies and may occur as a direct effect of bone marrow infiltration or a byproduct of chemotherapy.
Data on the management of transfusion in bleeding patients are from 2 clinical trials of upper gastrointestinal bleeding. The first study enrolled 921 patients in a trial comparing a 7 g/dL threshold (restrictive) with a 9 g/dL threshold (liberal). At 6 weeks, 5% of the patients in the restrictive group died compared with 9% of the patients in the liberal group (hazard ratio, 0.55; 95% CI, 0.33–0.92; P = .02). The restrictive strategy was also associated with less rebleeding and congestive heart failure. An increased portal pressure gradient in the liberal group ( P = .03) was hypothesized to explain the increased rate of rebleeding in the liberal transfusion group that included a significant number of patients with cirrhosis. This trial was the first to report a statistically lesser mortality rate in patients in a restrictive RBC transfusion group.
Another recently published clinical trial assessed the effectiveness of transfusion strategies for acute upper gastrointestinal bleeding. The Transfusion in Gastrointestinal Bleeding (TRIGGER) trial, a pragmatic, cluster randomized feasibility trial randomized patients to a 8 g/dL (restrictive) or 10 g/dL (liberal) transfusion threshold. In a 6-month period, 936 patients were enrolled across 6 university hospitals in the United Kingdom. The cluster design led to rapid recruitment and high protocol adherence but a nonsignificant reduction in RBC transfusion in the restrictive arm. No differences in clinical outcomes were noted in this pilot trial in which 10% of enrolled subjects had a history of malignancy.
The findings of these trials in patients with upper gastrointestinal bleeding raises the possibility that hemodynamically stable patients with other sites of bleeding and who are without cardiovascular comorbidities or thrombocytopenia could be managed with a restrictive transfusion strategy safely.
Bleeding risk in relation to platelet transfusion thresholds has been well-studied in patients with malignancy; however, the optimal Hgb thresholds in thrombocytopenic patients are not known. Neither of these 2 clinical trials enrolled a significant number of patients who required platelet transfusions. Preclinical studies suggest that concomitant anemia and thrombocytopenia may compound bleeding risk, and that hemostasis can be optimized in thrombocytopenic patients by maintaining a higher hematocrit.
Two clinical trials examine RBC transfusion thresholds in patients with hematologic malignancies where thrombocytopenia is common. A pilot trial was performed in 60 patients undergoing induction chemotherapy or stem cell transplantation. Patients were randomly allocated to receive 2 units of RBCs when the Hgb concentration was less than 8 g/dL or 2 units of RBCs when the Hgb concentration was less than 12 g/dL. The main hypothesis was that there would be less bleeding and less need for platelet transfusions in the group with the higher transfusion threshold. The pilot demonstrated that such a trial was feasible but was not powered to detect clinical differences in the groups. The second trial, Transfusion of Red Cells in Hematopoietic Stem Cell Transplantation (TRIST), is enrolling patients undergoing hematopoietic stem cell transplantation, and compares transfusion thresholds of at 7 and 9 g/dL. The results of this trial, which is in progress, will include quality of life in addition to clinical outcomes.
Postoperative Patients
In parallel with clinical trial data of bleeding patients, our understanding of best practice in postoperative management of anemia comes from several studies of elderly patients with cardiovascular risk factors undergoing orthopedic surgery. Cancer patients who are candidates for surgical resection often undergo potentially life-saving procedures with the understanding that advanced age and cardiovascular comorbidities put them at increased risk of adverse outcomes as a result of significant blood loss.
The Functional Outcomes in Cardiovascular Patients Undergoing Surgical Hip Fracture Repair (FOCUS) trial enrolled elderly patients with underlying cardiovascular disease or risk factors who underwent surgical repair of hip fracture. FOCUS compared a 10 g/dL transfusion threshold with an 8 g/dL or symptoms threshold. No difference was found in the primary outcome of death or inability to walk across a room unassisted; 35.2% in the liberal group and 34.7% in the restrictive group. There were also no differences in secondary outcomes including mortality at 60 days (liberal, 7.6% vs restrictive, 6.6%), infection, function, or duration of hospital stay. Furthermore, the composite outcome of acute myocardial infarction, unstable angina, or in-hospital mortality was not different in the liberal group (4.3%) and the restrictive group (5.2%). FOCUS was the first trial to provide evidence that patients with preexisting cardiovascular disease or risk factors could be safely managed postoperatively using a restrictive transfusion strategy.
The FOCUS trial was also significant in that it included functional status in postoperative patients as an outcome of different transfusion strategies. There was no difference in the ability to walk 10 feet or across a room without assistance at the 60-day evaluation. A systematic review of this trial and 5 others in patients with orthopedic fracture came to similar conclusions regarding the safety of restrictive transfusion practice.
More recently, a small clinical trial of RBC transfusion practice enrolled 198 adult patients who underwent surgery for abdominal cancer (mostly gastrointestinal, pancreatic, or urogenital) and required postoperative intensive care. Patients were randomized to a transfusion threshold of 7 g/dL (restrictive) or 9 g/dL (liberal) during their ICU stay; 21% and 42% of patients, respectively, were transfused in the 2 groups. The primary endpoint (death or severe complication at 30 days) occurred significantly more often in the restrictive group than in the liberal group (36% vs 20%). Several individual adverse outcomes also occurred more frequently with the restrictive strategy: 30-day mortality (23% vs 8%), 60-day mortality (24% vs 11%), cardiovascular complications (14% vs 5%), and abdominal infection (15% vs 5%).
The authors of this clinical trial suggested that maintaining a Hgb concentration of greater than 9 g/dL in postoperative cancer surgery patients is beneficial, although the study was limited by sample size and power. Their findings are contrary to the larger TRICC and TRISS trials in patients in the ICU, and the FOCUS trial in postoperative patients, which favored restrictive transfusion. In addition, a systematic review of clinical trials reporting data on in-hospital infections found a reduced risk among patients transfused with restrictive versus liberal transfusion strategies (risk ratio, 0.88; 95% CI, 0.78–0.99), and this finding was most striking in postoperative patients. Although this apparent lower risk of infection may be reversed with publication of a clinical trial in cardiac surgery, it has nonetheless increased focus on postoperative complications of surgery as they relate to transfusion practice. Additional studies are required to clarify differences in outcomes that may occur in surgical oncology patients.
Cardiovascular Events
Cardiovascular events occur with increased frequency in cancer patients than the general population as a result of the toxicity associated with therapies and the prevalence of cardiovascular risk factors in older individuals. Patients with malignancy and coexistent coronary artery disease may be particularly prone to adverse outcomes–related cardiac ischemia, and whether they may benefit from a higher Hgb level remains debatable. In addition, patients with malignancy or those receiving chemotherapy are at greater risk of bleeding and may not be appropriate candidates for anticoagulation or antiplatelet agents in the setting of bleeding, thrombocytopenia, and/or coagulopathy.
In the absence of established treatments for myocardial ischemia, RBC transfusion may be beneficial by sustaining oxygen delivery to myocardial cells and decreasing myocardial oxygen demand. However, RBC transfusion could also worsen outcomes as a result of increased risk of circulatory overload or thrombogenicity with higher Hgb levels. Few clinical trials have focused on patients with malignancy, and transfusion strategies for the management of cardiovascular events in cancer patients can be extrapolated from the limited available data. Prior studies of cardiac surgery supported the safety of restrictive transfusion practice. However, a more recent clinical trial of cardiac surgery patients found greater long-term mortality in the restrictive threshold group than in the liberal group (4.2% vs 2.6%; hazard ratio, 1.64; 95% CI, 1.00–2.67; P = .045).
There have been 2 small clinical trials published that enrolled patients with acute coronary syndrome. Both trials compared transfusion triggers of 8 g/dL and 10 g/dL. In the Conservative Versus Liberal Red Cell Transfusion in Myocardial Infarction Trial (CRIT) trial, which included 45 patients, there was a higher incidence of congestive heart failure in the liberal group. In the Myocardial Ischemia and Transfusion (MINT) trial in 110 patients, there was a trend toward fewer major cardiac events and deaths in the liberal group (7 deaths in restrictive strategy and 1 death in liberal strategy; P = .03). Combining the 2 trials in acute coronary syndrome, there were 9 deaths in the restrictive group and 2 deaths in the liberal group. These trials are the first to signal that liberal transfusion might be superior to restrictive transfusion in the setting of acute coronary syndrome. However, these preliminary findings await a definitive answer in a large clinical trial.