© Springer International Publishing Switzerland 2017
Wojciech Golusiński, C. René Leemans and Andreas Dietz (eds.)HPV Infection in Head and Neck CancerRecent Results in Cancer Research20610.1007/978-3-319-43580-0_13Should We De-escalate the Treatment for HPV-Positive Tumors?
(1)
Klinik und Poliklinik für Hals-, Nasen-, Ohrenheilkunde, Department Kopf- und Zahnmedizin, Universitätsklinikum Leipzig, Leipzig, Germany
(2)
Clinic of Otolaryngology, Head and Neck Surgery, Department of Head Medicine and Oral Health, University of Leipzig, Leipzig, Germany
Abstract
De-escalation or de-intensification of therapy is discussed since many retrospective analyses of former trials demonstrated significantly better outcome for patients suffering from p16/HPV16-positive oropharyngeal squamous cell carcinoma of head and neck (OHNSCC). These observations are comprehensively addressed, but the reader has to keep in mind that none of the currently discussed data result from prospective controlled trials addressing the HPV-discrimination in the primary endpoint design. Identification of the true HPV16-related tumors is still challenging and in addition with different clinical reports and lack of data of prospective trials not mature for routine clinical decision making in 2016. Independent of the currently lacking evidence for HPV-dependent treatment de-escalation, there are some relevant arguments to address this question in ongoing and future trials.
Keywords
De-escalationDe-intensificationHPV-related treatment stratificationTransoral surgeryLate toxicityFunctional outcomeQuality of life (QoL)SurvivalDe-escalation or de-intensification of therapy is discussed since many retrospective analyses of former trials demonstrated significantly better outcome for patients suffering from p16/HPV16-positive oropharyngeal squamous cell carcinoma of head and neck (OHNSCC). These observations are comprehensively addressed in this book, but the reader has to keep in mind that none of the currently discussed data result from prospective controlled trials addressing the HPV-discrimination in the primary endpoint design. Currently, a comprehensive body of trials is on the way in many countries and within the next years many new (perhaps praxis changing) data are awaited (Masterson et al. 2014; Mirghani et al. 2015). These favorable outcomes in retrospective analysis are independent of treatment choice so far, mentioning the remarkable differences in outcome depending on p16-positive staining in the RTOG 0129 (Ang et al. 2010) primary radiotherapy trial or the observation of Haughey et al. (2011) regarding significantly better outcome after transoral laser microsurgery (TLM) in p16-positive OHNSCC. Interestingly, the current debate is misbalanced suggesting that p16-positive OHNSCC is more benefiting from primary radiation as from primary surgery due to the lack of surgical trials. This misbalance of treatment trials in head and neck cancer is demonstrated in meta-analysis showing clear outcome benefits in favor of HPV16/p16 positivity based on majority of radiotherapy trials (O’Rorke et al. 2012). Nevertheless, results of prospective trials are lacking and therefore recommendations for change of routine treatment in OHNSCC are difficult to be fixed in guidelines today.
Independent of currently lacking evidence for HPV-dependent treatment de-escalation, there are some relevant arguments to address this question in ongoing and future trials. Given that these patients are generally young and have a high likelihood of surviving their disease, post-treatment quality of life becomes of paramount importance. Indeed, a significant number of patients will experience severe toxicities including xerostomia, swallowing disorders, pain and stiffness of the neck and ototoxicity. Since Machtay et al. (2008) focused on severe late toxicity outcome problems after primary chemoradiation a brought international growing awareness of late toxicity and late functional outcome disorders in head and neck cancer treatment could be observed. This awareness influenced thinking toward better functional outcome in radiation oncology [constrictor-sparing delineation in IMRT, reducing the dose in adjuvant treatment after R0-resection (Quon et al. 2011a, b)] and primary surgery (minimally invasive transoral laser and robotic surgery, TORS, TLM to reduce morbidity by avoiding external approaches). The goal of treatment de-intensification should be to maintain good cure rates while minimizing long-term morbidity. Currently, different approaches to achieve this reduction of treatment-related morbidity are being pursued: limiting radiation dose; cisplatin alternatives given concurrently with radiation; modulation of radiation dose according to induction chemotherapy response; integrating minimally invasive surgery.
These strategies are interesting but raise many questions as de-escalation needs to be achieved without jeopardizing the good survival results of HPV+ patients. The risk of metastatic relapse in this patient subgroup has to be taken into account. How to define precisely a HPV-induced cancer? What is new with “minimally invasive surgery” in the context of HPV? Treatment of the neck seems to meet different risk situations. What is the patient’s preference? Is there a place for de-escalation in routine treatment outside of trials?
1 What Is the Patient’s Preference?
In head and neck cancer and other cancer sites, studies suggest that patients highly value survival and are willing to accept added toxicities to maximize their chances to survive. Understanding the patient´s perspective in the context of a de-intensification study is critical in planning a multi-institutional trial, because patients with HPV-positive oropharyngeal SCC must potentially risk reduction of their higher survival probability with standard CRT in favor of reduced toxicity potentially achieved with the experimental arm. Brotherston et al. (2013) conducted an investigation to answer this specific question for patient´s preference regarding acceptable expense for de-escalating cancer treatment. Fifty-one patients with oropharyngeal SCC (post-CRT) underwent semi-structured interviews contrasting toxicities of radiotherapy (RT) alone and CRT. Patients were asked what potential difference in cancer survival was acceptable to prefer RT over CRT. Initially, survival rate was the same for both treatments, then the RT rate was reduced until the preference switched. Ninety percent of patients initially selected RT, but 69 % switched to CRT after 0 to 5 % reduction in survival. Patients that rated their treatment experience as mild would accept lower survival versus severe treatment (p. 0.02). Eighty-one percent of patients (33 of 40) indicated they preferred reduced chemotherapy in CRT. The study shows that the primary concern of patients is survival, with 35 % of patients surveyed unwilling to risk any drop in survival probability to switch to RT over CRT, and a further 34 % willing to accept a 5 % or less reduction in probability of survival. In conclusion, with the limited data available currently, the majority of patients with oropharyngeal SCC are willing to take little or no risk of a survival decrease to receive RT alone as a de-intensification strategy.
2 How to Define Precisely a HPV-Induced Cancer?
Nevertheless, head and neck cancers are categorized by HPV16 status, because the presence of the virus tends to correlate with better survival. But the presence of HPV16 DNA in the tumor may not influence the disease characteristics if that DNA is not expressed. The detection of E6/E7 mRNA is considered as the definitive proof of viral involvement; but, it is often not feasible on a routine daily praxis. Therefore, p16-staining was established as easy to detect surrogate parameter in many centers worldwide. Indeed, several authors have reported that approximately 15–20 % of p16-positive OPSCCs are HPV16-negative by polymerase chain reaction and in situ hybridization (Robinson et al. 2012; Smeets et al. 2007; Lewis 2012; Rischin et al. 2010; Wasylyk et al. 2013; Adelstein et al. 2009). Stratification of head and neck squamous cell carcinomas (HNSCC) based on HPV16 DNA and RNA status, gene expression patterns, and mutated candidate genes may facilitate patient treatment decision. Recently our group could in concordance with other consortial research groups show that DNA-positive and RNA-positive OHNSCC have to be distinguished precisely regarding real HPV16 involvement and correlating typical biological tumor behavior (Wichmann et al. 2015). We characterized OHNSCC with different HPV16 DNA and RNA (E6*I) status from 290 consecutively recruited patients by gene expression profiling and targeted sequencing of 50 genes. We showed that tumors with transcriptionally inactive HPV16 (DNA+ RNA-) are similar to HPV-negative (DNA-) tumors regarding gene expression and frequency of TP53 mutations (47 %, 8/17 and 43 %, 72/167, respectively). We also found that an immune response-related gene expression cluster is associated with lymph node metastasis, independent of HPV16 status.
In line with our observations, Holzinger et al. (2013) pointed out that at present, detection of HPV16-specific viral RNA patterns in snap-frozen biopsies is best suited to identify OHNSCC patients with biologically active HPV in their tumors and improved prognosis. Tumor samples of 188 OHNSCC patients with known HPV16 DNA and RNA status were included. High p16INK4a, but also low pRb, low Cyclin D1 and normal p53 protein levels were strongly associated with OHNSCCs harboring biologically active HPV. However, p16INK4a alone had only limited prognostic value and unsatisfactory power to predict RNA+ tumors in this patient cohort. It conferred significantly longer survival in univariate Kaplan–Meier analysis, but lost significant survival advantage after adjusting for gender, age, clinical stage, therapy status and alcohol and tobacco consumption. Kostareli et al. (2013) additional could describe a HPV16-specific methylation signatures which correlated in three independent well-characterized patient cohorts (Chicago, Heidelberg, Leipzig) with significant better overall survival, but interestingly also correlated with better survival if HPV16 was negative. In this study, the CpG island methylome of 15 OHNSCC tumors (5 HPV DNA-, 5 DNA+ RNA-, 5 DNA+ RNA+) revealed specific methylation signatures (5-gene [ALDH1A2, OSR2, GATA4, GRIA4, IRX4] promoter-methylation signature score) screened in 220 OHNSCC. It could be demonstrated that, in addition to genetic aberrations, epigenetic alterations critically contribute to histopathological and clinical differences between HPV-driven and non-HPV-driven tumors.