© Springer-Verlag London Ltd. 2017
Hugues Duffau (ed.)Diffuse Low-Grade Gliomas in Adults10.1007/978-3-319-55466-2_1313. Quality of Life in Patients with Diffuse Low-Grade Glioma
(1)
Department of Medical Psychology, VU University Medical Center, De Boelelaan 1118, 1081 HZ Amsterdam, The Netherlands
Abstract
While surgery, radiotherapy, and chemotherapy alone or in combination are important therapeutic options in controlling growth of diffuse low-grade gliomas (DLGG), these same therapies pose risks of neurotoxicity, the most common long-term complications being radiation necrosis, chemotherapy-associated leukoencephalopathy, and cognitive deficits. Currently, there is no consensus on the treatment strategy for these tumors. Because of the relatively slow DLGG growth rate, these patients have a relatively long expected survival with radiographic and clinical stability.
Compared to traditional outcome measures like PFS and OS, evaluation of health-related quality of life (HRQOL), typically by use of questionnaires, may be considered time-consuming and burdensome by both the patient and the doctor. Besides, given the relatively low incidence of brain tumors and the ultimately fatal outcome of the disease, also for those harboring DLGG, the interest in HRQOL emerged relatively late in these patients. Moreover, the notion that the tumor and treatment may affect brain functioning and thus the patient’s introspective abilities may complicate the use of patient-reported outcome measures.
The studies presented in this chapter describe outcomes of both single dimensional and multidimensional methods of studying HRQOL. Although only few studies incorporated HRQOL as primary outcome measure of interest, most studies have embraced the notion that an accurate assessment of HRQOL must be based on patient self-report.
In future trials, more sensitive measures of long-term cognitive, functional, and HRQOL outcomes on DLGG patients at important time points over the disease trajectory are needed to better understand the changing needs that take place over time.
Keywords
Diffuse low-grade gliomaNeurosurgeryRadiotherapyChemotherapyHealth-related quality of lifeCognitive functioning13.1 Introduction
Diffusely infiltrating low-grade gliomas (DLGG) include astrocytomas, oligodendrogliomas, and mixed oligoastrocytomas (WHO grade 2). Supratentorial DLGGs account for 10–15% of all adult primary brain tumors [1]. Most patients present between the second and fourth decades of life, and a seizure is the presenting symptom in about 80% of patients [2]. Mental status changes are present in 3–30% of patients at the time of presentation [3–5]. Older studies suggest that 10–44% have signs of increased intracranial pressure, such as headache and nausea, when first diagnosed [3, 4, 6], but with the now routinely used and widely available multimodal MRI sequences, the percentage of patients presenting with ICP will be rather 10% than 44%. Focal neurological deficits are present in 2–30% of patients [3, 7]. However, patients may also have normal neurological examinations.
Although their name might imply otherwise, most DLGGs result in considerable morbidity and inevitable death due to malignant transformation [8]. Management of DLGG is controversial because these patients are typically younger, with few, if any, neurological symptoms. Historically, when DLGG was diagnosed in a young, healthy adult, a commonly accepted strategy was a watchful waiting policy because of the proposed indolent nature and variable behavior of these tumors. There was also a belief that DLGGs did not necessarily transform into malignant tumors over time. However, the latter notion has been refuted by retrospective studies of the kinetics of glioma growth, that showed continuous tumor growth in the premalignant phase before anaplastic transformation [9]. Velocity of diametric expansion of the tumor is now known to be an independent predictor of long-term outcome in DLGG [10]. The majority of DLGGs progress to malignant gliomas with time and based on age, histology subtype, tumor diameter, tumor crossing the midline, and presence of neurologic deficit before surgery patients can be classified as either being at low- or high-risk [11], where in the latter group treatment may not be deferred. Adding to the complexity, patients with mutations of the isocitrate dehydrogenase genes (IDH1 and IDH2) have a much better prognosis than those lacking these molecular markers [12]. Additional favorable prognostic markers include co-deletion of 1p19q and promoter methylation of the methylguanine-DNA methyltransferase (MGMT) gene. The decision as to whether a patient with DLGG should receive resection, radiotherapy, or chemotherapy is based on these factors and evidently on patient preference. Since DLGGs are such a heterogeneous group of tumors with variable growth patterns, molecular, and histological characteristics, the risks and benefits of these treatment options must be carefully balanced with the data available from limited prospective studies.
The incidence of treatment-related late-delayed encephalopathy in DLGG patients is steadily increasing, not only because of improved survival, likely due to delaying malignant transformation, but also because of improved detection (neuroimaging and extensive cognitive function testing) and raised awareness among both physicians and patients.
13.2 Defining Quality of Life
The definition of health-related quality of life (HRQOL) is the level of performance in the major domains of life function as measured from the patient’s perspective [13, 14]. The concept of HRQOL is not unidimensional, but instead covers a number of life domains, usually including physical, psychological, social, and spiritual domains [15–17]. For each domain, HRQOL may be perceived differently and be differentially weighted. Changes in one domain can influence perceptions in other domains. Thus, disruption in the physical domain is likely to affect the individual’s psychological or social well-being.
HRQOL in DLGG patients has not been studied extensively and the methodological quality of most studies does not allow for drawing firm conclusions on how study outcomes regarding HRQOL may affect clinical decision-making. Although HRQOL is systematically assessed as part of EORTC brain tumor clinical trials, with 80% of the RTCs performed in high-grade glioma patients, only two out of the 14 identified RCTs, representing over 3000 glioma patients, sufficiently satisfied key methodological criteria to provide high-quality patient-reported outcome evidence [18].
Patient-oriented outcome measures, such as symptoms, physical functioning, and HRQOL, are most relevant for patients who cannot be cured of their disease. This is the case for most brain tumor patients for whom palliation of symptoms and the maintenance or improvement of HRQOL may become important goals early or late in the disease trajectory. Evaluation of treatment in brain tumor patients should therefore not only focus on survival improvement, but should be aimed at neurological functioning and at adverse treatment effects on the normal brain. In this respect, cognitive functioning is a highly critical outcome measure for brain tumor patients [19]. However, little is known about the relationship between cognitive functioning and HRQOL in these patients. This association was studied in 190 DLGG patients with stable disease at an average of 6 years after diagnosis by using neuropsychological testing and self-report measures of generic (MOS SF36) and disease-specific (EORTC BN20) HRQOL [20]. Performance in all cognitive domains was positively associated with physical health (SF36 Physical Component Summary). Executive functioning, processing speed, working memory, and information processing were positively associated with mental health (SF36 Mental Component Summary). Negative associations were found between a wide range of cognitive domains and disease-specific HRQOL scales. From this the authors conclude that in stable DLGG patients, poorer cognitive functioning is related to lower generic and disease-specific HRQOL. This confirms that cognitive assessment of LGG patients should not be done in isolation from assessment of its impact on HRQOL, both in clinical and in research settings.
13.3 Treatment and Quality of Life in DLGG
Major symptoms related to having a DLGG are the cognitive and physical changes that may be due to effects of tumor and treatment. Most patients present with seizures that are often medication refractory and furthermore have cognitive dysfunction of various degrees, from mild dysfunction with good information processing and good performance to severe dysfunction with problems in most cognitive domains [19, 21, 22]. Neurological deficits also occur; in most cases, motor impairment limited to difficulties with function in the upper limbs [11, 21]. Many of these changes may alter the patient’s ability to function in a work or home environment. In addition, the roles of the people closest to them usually change to adjust to the neurological deficits and treatment requirements. Consequently, informal caregivers of these patients experience reductions in their HRQOL [23]. Not surprisingly, patients’ HRQOL and neurological functioning also affect the informal caregiver’s HRQOL and feelings of mastery [24].
HRQOL in DLGG patients can be affected by the tumor, by tumor-related epilepsy and its treatment (surgery, radiotherapy, antiepileptic drugs (AEDs), chemotherapy, or corticosteroids), and by fatigue, cognitive deficits, depression and changes in personality and behavior [25]. Therefore, the remainder of this chapter will discuss the tumor and treatment effects on HRQOL of patients with DLGG. Since HRQOL is nowadays considered to be measured from the patient’s perspective, the focus will be on patient self-reports rather than on (older) reports of physician’s ratings of patient functioning.
13.3.1 Tumor Effects on Health-Related Quality of Life
In addition to seizures, motor or sensory deficits, and increased intracranial pressure, DLGG patients can present with cognitive complaints and deficits that negatively affect HRQOL [26]. With this respect, it is important to note that patients with tumors in the dominant hemisphere tend to have more symptoms than those with lesions in the non-dominant hemisphere [27, 28]. Patients with DLGG furthermore tend to have more global cognitive deficits, unlike patients with stroke who tend to have lesion site-specific deficits. This may be explained by a diffuse growth of tumor cells infiltrating normal brain tissue [29]. Additionally, acute neurotransmitter changes and chronic degeneration of fiber tracts [30] caused by tumor and treatment-related damage to certain brain areas may impair neuronal responses in remote undamaged cortical regions (i.e., diaschisis). Given the increasing evidence for redistribution of neural function, particularly in DLGG, taking advantage of this property is becoming an important aspect of surgical management of these patients. As extensively discussed elsewhere in this book, a number of groups have endorsed a strategy pioneered by Duffau which takes advantage of surgery-induced plasticity for DLGG [31]. Evidently, deterioration in functioning usually occurs at the time of anaplastic transformation, which occurs in the majority of DLGG patients [9].
With regard to the effect of tumor volume, location, and histological grade on preoperative HRQOL a study of 101 successive brain tumor patients [32] was performed using the Nottingham health profile (NHP) and Sintonen’s 15D scale [33]. Analyses showed tumor size not to be related to HRQOL scores. However, large tumors (>25 ml) were associated with poorer HRQOL than small tumors (< or = 25 ml). Surprisingly, patients with tumors in the right hemisphere or in the anterior region had poorer HRQOL than those with tumors in the left hemisphere or posteriorly. From this study the authors [32] conclude that large tumors apparently damage several parts of the brain and/or raise intracranial pressure to a level that exceeds the brain’s compensatory capacity. In this study tumors in the right hemisphere seemed to be related to poorer HRQOL, while other studies observed that patients with right-sided lesions perceived a better HRQOL [14, 27]. To add to the confusion and most likely due to methodological issues, two studies reported homogeneity of HRQOL of patients with right- and left-sided lesions [34, 35], another study reports a worse HRQOL in patients who have bilateral lesions [36] and one reports a better functional status (KPS) in patients with right-sided lesions, but without affecting HRQOL [37]. Awaiting analyses from large preoperative studies that systematically documented both HRQOL, information on tumor location, and on mood, since depressive symptoms are known to affect HRQOL ratings, definite conclusions regarding laterality of the tumor and HRQOL cannot be drawn.
In order to place HRQOL of DLGG survivors in an appropriate, interpretable context a healthy population control group, matched on key background characteristics such as age, sex and education is needed. In a 2011 study [38] related to a study by Klein et al. [26] 195 DLGG patients studied on average 6 years following diagnosis and initial treatment were compared with 100 hematological (non-Hodgkin lymphoma and chronic lymphatic leukemia cancer survivors (NHL/CLL) and 205 healthy controls, matched on age, sex and educational level. Generic HRQOL was assessed with the SF-36 Health Survey; condition-specific HRQOL with the Medical Outcomes Study Cognitive Function Questionnaire and the EORTC Brain Cancer Module. Objective cognitive functioning was assessed with a battery of neuropsychological tests. No statistically significant differences were observed between the DLGG and NHL/CLL groups in SF-36 scores. The DLGG group scored significantly lower than the healthy controls. Approximately one-quarter of the DLGG sample reported serious cognitive symptoms. Problems with vision and motor function were uncommon. Age (older), sex (female), number of objective cognitive deficits, and epilepsy burden were associated significantly with both generic and condition-specific HRQOL. Clinical variables, including time since diagnosis, tumor lateralization, extent of surgery, and radiotherapy, were not related significantly to HRQOL. From this the authors conclude that DLGG survivors experience significant problems across a broad range of HRQOL domains, most of which are not condition-specific. However, the cognitive deficits that are relatively prevalent among DLGG patients are associated with negative HRQOL outcomes, and thus contribute additionally to the vulnerability of this population of cancer survivors. Patients that remained stable (65 out of the initial 195 patients) for 12 years following diagnosis reported significantly worse physical functioning using the SF-36 Physical Component Summary and the physical functioning subscale at long-term than at midterm follow-up [39]. For this subgroup, further research is recommended to better aid patients in dealing with the consequences of DLGG.
The prognostic value of HRQOL was determined in a study by Mainio [40]. The postoperative survival of 101 brain tumor patients was followed from surgery (1990–1992) until the end of the year 2003. Depression was evaluated by the Beck Depression Inventory (BDI) and HRQOL with Sintonen’s 15D scale [33] before operation and at 1 year as well as at 5 years after operation. The mean survival times in years were significantly related to tumor malignancy, being the shortest, 1.9, for patients with high-grade gliomas, while patients with DLGGs or a benign brain tumor had mean survival times of 9.1 and 11.6, respectively. At all follow-ups, depressed DLGG patients had a significantly shorter survival time, 3.3–5.8 years, compared to non-depressed DLGG patients, 10.0–11.7 years. A decreased level of HRQOL in DLGG patients was significantly related to shorter survival. These results suggest that depression and decreased HRQOL among DLGG patients are related to shorter survival at long-term follow-up. Decreased HRQOL may therefore serve as an indicator for poor prognosis in DLGG patients. This finding is in line with a meta-analysis [41] that indicates depression diagnosis and higher levels of depressive symptoms predicted elevated mortality of cancer patients. This was true in studies that assessed depression before cancer diagnosis as well as in studies that assessed depression following cancer diagnosis. Associations between depression and mortality persisted after controlling for confounding medical variables. Research is needed on whether the treatment of depression could, beyond enhancing quality of life, extend survival of depressed cancer patients.
13.3.2 Surgery Effects on Health-Related Quality of Life
Surgery for brain tumors is used to establish the histological diagnosis and to alleviate neurological symptoms through the reduction of tumor mass. Data from multiple series have demonstrated the importance of aggressive surgical resection for improved outcomes in DLGG. In particular, increased volumetric extent of resection has been shown to directly improve survival [42–45]. The risks and benefits must be weighed carefully because the surgical intervention itself may result in a transient or permanent decline in neurological function [46]. Where the tumor involves critical functional regions of the brain (e.g., motor cortex or arcuate fasciculus), complete tumor removal would directly affect the patient’s functioning and is thus not feasible. Surgical debulking is often recommended for any patient with increased intracranial pressure, neurological deficits related to mass effects, or uncontrollable seizures. It is important for the patient to understand that gross total resection does not mean the tumor has been completely removed. Surgery and perioperative injuries may cause neurological deficits owing to damage of normal surrounding tissue. However, most of these deficits resolved within 3 months, presumably owing to the plasticity of the normal brain [47]. Nonetheless, many neurosurgeons are hesitant to operate on patients with tumors in eloquent brain areas. Studies that use intraoperative image guiding and functional mapping in patients with DLGG in eloquent brain locations showed that intraoperative electrostimulation mapping during awake procedures is the most reliable method for identifying eloquent regions [48, 49]. This is a safe, inexpensive, and reproducible technique that allows the identification of crucial (nonfunctionally compensable) structures at the level of the cortex, white matter pathways, and deep gray nuclei [50]. Nonetheless, surgery for glioma in eloquent areas can negatively affect neurocognitive functioning early after surgery. In a study [51] 28 patients with gliomas of the left hemisphere in language and non-language areas were assessed before and 3 months after surgery with a comprehensive neuropsychological test battery. The authors showed pre- and postoperative language, memory, and executive functioning to be worse than healthy controls. Postoperatively, a decline was found in language and executive functioning. Postsurgical change was determined by tumor location, with only patients with tumors in or close to language areas to have reduced language capacity. Tumor resection in language areas thus increases the risk of cognitive deficits in the language domain postoperatively. A comparable study into the subacute surgery-related changes in neurocognitive functioning in patients with left and right temporal lobe tumors yielded similar findings [52]. They showed patients with left temporal lobe tumor to have greater decline than patients with right temporal lobe tumor on verbal memory and confrontation naming tests. Nonetheless, over one-third of patients with right temporal lobe lesions also showed verbal memory decline.
A follow-up study [53], suggests not only that most patients will have recovered 1 year after surgery, but also that recovery of neurocognitive functioning, specifically regarding language, might take longer than 3 months, as is generally assumed.
As noted earlier, treatment for low-risk patients may be deferred [11] and a watchful waiting policy in these patients with suspected DLGG does not appear to have negative effect on cognitive performance and HRQOL [22]. HRQOL and cognitive status of 24 patients suspected of having a DLGG, in whom treatment was deferred, and 24 patients with proven DLGG, who underwent early surgery were compared [22]. These patients were matched with healthy control subjects for educational level, handedness, age, and gender. The two patient groups were also matched for tumor laterality, use of AEDs, and interval between diagnosis and testing. HRQOL and cognitive status were compared between the three groups. Both patient groups scored worse on HRQOL scales than healthy control subjects. Unoperated patients with suspected DLGG scored better on most items than patients with histologically proven DLGG. Cognitive status was worse in both groups than in healthy control subjects, but, again, patients with suspected DLGG performed better than patients with proven DLGG. A much larger study [54] compared biopsy and watchful waiting that was favored in one hospital to early resection guided with three-dimensional ultrasound that was favored in the other regarding HRQOL outcome. Using generic (EQ-5D) and disease specific (EORTC QLQ-C30 and BN20) questionnaires They found no evidence that an early aggressive surgical approach in long-term DLGG survivors is associated with reduced HRQOL compared to a more conservative surgical approach. This finding weakens a possible role for watchful waiting in DLGG.
13.3.3 Radiotherapy Effects on Health-Related Quality of Life
Prior research has shown that conventional (photon) radiotherapy, the standard treatment for most patients with high-risk DLGG, has a favorable impact on survival, but may negatively affect neurocognitive functioning and thus HRQOL. The risk of permanent central nervous system toxicity owing to radiotherapy, which typically becomes detectable after an asymptomatic latency period, continues to influence clinical treatment decisions. Interindividual differences in sensitivity result in a certain variability of the threshold dose and preclude administration of a guaranteed safe dose, even in the current era of high-precision image-guided (photon) radiotherapy. The therapeutic index in the nervous system is low, because the radiation dose required for tumor control is very close to, if not higher than, the toxic dose for neighboring tissues.
In contrast to the early complications of radiotherapy, the so-called late-delayed encephalopathy is an irreversible and serious disorder. This complication follows radiotherapy by several months to many years and may take the form of local radionecrosis or diffuse leukoencephalopathy and cerebral atrophy. Cognitive disturbances are the hallmark of the diffuse encephalopathy [55]. The severity of cognitive deficits ranges from mild or moderate cognitive deficits all the way to cognitive deterioration leading to dementia. It is not hard to imagine that these limitations in functioning have profound effects on HRQOL.
A commonly overlooked late complication of cranial radiotherapy in adults is endocrine dysfunction caused by damage to the hypothalamic–pituitary axis. Only a few studies have been done in adults, and these indicate that most patients who have clinical or subclinical endocrine dysfunction also show a significant decrease in well-being [56]. Emerging data indicate that these effects might be reversed by growth hormone therapy that could have a role in improving cognitive function by interacting with specific receptors located in areas of the CNS that are associated with the functional anatomy of learning and memory, by affecting excitatory circuits involved in synaptic plasticity, and by its protective effect on the CNS, as exemplified by its beneficial effects in patients with spinal cord injury [57].
Taphoorn et al. [58] described HRQOL in 20 patients who had been treated with early radiotherapy and 21 patients who had undergone surgery or biopsy only. In addition, 19 patients with hematological malignancies were included as a control group. The patients were evaluated for HRQOL through an interview, a multidimensional questionnaire that included physical status, social status, overall well-being, and treatment experiences and through the Profile of Mood States. Results showed that patients with brain tumors, regardless of whether they had received radiotherapy, had greater fatigue, memory loss, lack of concentration, and speech disorders than the control group. Patients were less satisfied with their condition and felt more restricted in daily activities than the control groups.
In view of the long survival of patients with DLGG and retrospective data suggesting a decline in cognitive function after radiotherapy in these patients [26, 59–61], both the EORTC and the NCCTG did companion studies assessing HRQOL outcomes. The randomized phase III trial EORTC 22844 [60] where low RT dose (45 Gy) was compared to high RT-dose (59.4 Gy) in DLGG after biopsy or surgery showed no difference in OS. A subset of patients answered questionnaires on physical, psychological, social, and symptom domains before radiotherapy and at various times after treatment. Comparisons between the high-dose and low-dose radiotherapy groups could be made for two time points: from the completion of radiotherapy to 6 months, and from 7 to 15 months after radiotherapy. During the initial postradiotherapy interval of 6 months, patients in the high-dose group reported poorer functioning and more symptoms than patients in the low-dose group. Significant differences were noted between the high-dose and low-dose groups for the symptoms of fatigue, malaise, and insomnia. During the 7–15-months after radiotherapy, significant differences favoring the low-dose group were noted in leisure time activity and emotional functioning. No significant differences between the baseline scores were seen. A phase III prospective randomized trial of low- versus high-dose radiation therapy for adults with supratentorial low-grade astrocytoma, oligodendroglioma, and oligoastrocytoma found somewhat lower survival and slightly higher incidence of radiation necrosis in the high-dose RT arm [62] potentially explaining why patients in the high-dose arm of EORTC 22844 experienced poorer HRQOL. A more recent study showed that although DLGG patients may have significantly lower scores on the Mental Component Summary of the SF-36 the use of radiotherapy was not consistently associated with lower HRQOL self-ratings [38]. Given the relatively long survival of considerable numbers of DLGG patients, the follow-up study of the Klein et al. cohort yields interesting results. At a mean of 12 years after their first diagnosis, this study [63] reports on the radiological and cognitive abnormalities in DLGG survivors with stable disease since the first assessment [26]. Of the 65 patients 32 patients (49%) patients had received radiotherapy and these patients had more attentional deficits at the second follow-up than those who did not have radiotherapy. Furthermore patients who had radiotherapy had poorer attentional functioning, executive functioning, and lower information processing speed between the two assessments. In total, 17 (53%) patients who had radiotherapy developed cognitive disabilities deficits in at least 5 of 18 neuropsychological test parameters compared with 4 (27%) patients who were radiotherapy naive. White-matter hyperintensities and global cortical atrophy were associated with worse cognitive functioning in several domains. These results suggest that the risk of long-term cognitive and radiological compromise that is associated with radiotherapy should be considered when treatment is planned. The findings of the previously mentioned study of the same group [20] that poorer cognitive functioning is related to lower generic and disease-specific HRQOL stresses this notion.
Relative to conventional (photon) radiotherapy, proton radiotherapy reduces entrance dose and eliminates the exit dose, with the advantage of sparing normal tissue, while having comparable biological effects on the targeted tissue as do photons. Although a few small studies show promising results [64, 65], whether this technique also compares favorably to photon therapy regarding neurocognitive functioning and HRQOL has to be demonstrated in large multi-center studies. Twenty patients were evaluated at baseline and at yearly intervals for up to 5 years regarding neurocognitive functioning, mood, and functional status [64]. Overall, patients exhibited stability in neurocognitive functioning with those with tumors in the left hemisphere versus in the right hemisphere being more impaired at baseline on verbal measures. Greater improvement in verbal memory over time was seen in patients with left than with tumors in the right hemisphere. There was no change on average in the emotional well-being of patients over time and there was no significant decline in HRQOL over time following radiotherapy completion. The same group [65] demonstrated that while all 20 patients (median age, 37.5 years) tolerated treatment without difficulty, new endocrine dysfunction was detected in six patients. Since no follow-up studies on neurocognitive functioning have been performed beyond the median survival of these patients, no definite conclusions can be drawn as to the preferred treatment of these patients.