Test
Indications and implications
BUN and Cr
Should be used for all elderly patients to determine creatinine clearance for dosage adjustment of medications [13]
Cr clearance is determined by Cr, patient age, and weight [14]
Cr > 2.0 mg/dL is predictive of cardiac complications [15]
Diabetes, hypertension, cardiovascular disease, and medications including diuretics, ACE inhibitors, and NSAIDS increase likelihood of abnormality
Electrolytes
Useful in patients with known renal disease, use of diuretics, ACE inhibitors, or other medications with renal effects [13]
Serum glucose
Patients with diabetes or obesity [16]
Albumin
Hemoglobin and hematocrit
Recommended when history and physical suggest anemia [16], tachycardia, or conjunctival pallor on exam
History of anemia, extreme fatigue, cancer, renal disease, cardiovascular disease, or respiratory illness
Recommended when significant blood loss and transfusion anticipated
30-day postoperative mortality increases with each percentage point deviation in hematocrit from normal value [17]
White blood cell
Not indicated for screening, but usually part of CBC
Helpful when signs of infection or myeloproliferative disorder are present [13]
Platelet count
Useful in patients with history of bruising, bleeding, or history of bleeding with surgery [13]
Coagulation studies
Indicated for history of bleeding or anticoagulant use
Useful when even small amounts of blood loss will result in severe complications
Malnutrition, malabsorption, or liver disease should prompt assessment [13]
Urinalysis
EKG
History of heart disease, prior MI, arrhythmias, peripheral vascular disease, cerebrovascular disease, CHF, diabetes, renal disease, or pulmonary disease
History of cardiotoxic medication exposure
Chest X-ray
Not recommended for routine screening
Recommended for
History of pulmonary disease including smoking history
History of stable cardiopulmonary disease when age over 70
Possible ICU admission to establish baseline [13]
Echocardiogram
Indicated for patients with dyspnea of unknown origin, current or prior heart failure with worsening dyspnea, or other change in clinical status [18]
Medications and Supplements
General Considerations
A thorough medication history should be sought from all patients. This includes prescription medications and indication, over-the-counter medications, vitamins, and herbal supplements. Over 80 % of elder adults take at least one medication, and one-third take at least five medications. This becomes especially prevalent in those 75–85 years of age. Compounding potential adverse events related to medications, nearly half of all elders use at least one over-the-counter medication, and nearly half use some sort of dietary supplement [22]. Polypharmacy can be defined by either the absolute number of drugs taken or the use of medications without appropriate indication or the use of duplicate medications. Inappropriate prescribing may be present in half of older adults, and contributes to cognitive impairment, falls, incontinence, and impairment [23]. All unnecessary medications should be discontinued in the perioperative period.
When considering medication use in the perioperative period, consider the potential for withdrawal from the medication, potential progression of disease while the medication is not administered, and the potential for interactions with anesthetic agents. Abrupt discontinuation of medications may lead to complications from withdrawal syndromes which include selective serotonin reuptake inhibitors (SSRIs), beta-blockers, clonidine, statins, and corticosteroids. Other drugs such as tricyclic antidepressants, benzodiazepines, MAO inhibitors, and antipsychotics are generally deemed safe in the perioperative period and need not be discontinued. ACE inhibitors and angiotensin receptor blockers should be continued unless the only indication is for hypertension and this is well controlled [24]. Drug therapy may be predictive of postoperative complications, but withholding of regular medications, especially those used to treat cardiovascular disease, also increases complications. The rate of complications, especially cardiac, increases with the time the patient is off the medication. All essential medications discontinued at the time of surgery should be resumed as soon as safely possible during the postoperative period [25].
Beta-Blockers
Recent enthusiasm for the use of perioperative beta-blockade has been tempered by the findings from a large-scale study which demonstrated that despite significant reduction in cardiac events and myocardial infarction, an increase in both stroke and death in patients treated with metoprolol was observed [26]. The current recommendations for perioperative beta-blocker therapy are:
1.
Beta-blockers should be continued in patients undergoing surgery who are receiving beta-blockers for approved indications.
2.
Beta-blockers titrated to heart rate and blood pressure are indicated in patients undergoing vascular surgery with high risk due to coronary artery disease or the presence of ischemia on preoperative testing.
3.
Beta-blockers titrated to heart rate and blood pressure are reasonable for patients in whom cardiac disease is discovered in preoperative evaluation or who have high cardiac risk based on the presence of more than one risk factor undergoing intermediate-risk surgery [18].
Statins
Numerous studies of perioperative statin use in patients undergoing noncardiac surgery and coronary artery bypass grafting have been conducted, and the majority of these have shown that statins are beneficial in surgical patients, with reduction in mortality and myocardial infarction. Long-term mortality may also be improved by the use of statins in the perioperative setting. The current recommendations for the use of statins are:
1.
Statin therapy should be continued in all patients currently taking statin medications.
2.
Statin use is reasonable in patients undergoing vascular procedures.
3.
Statin use should be considered in patients undergoing intermediate-risk procedures when at least one clinical risk factor is present [18].
4.
Statins should be initiated as soon as possible in any patient who has an acute coronary event postoperatively.
5.
It is reasonable to continue use for at least 72 h in those patients receiving statins for perioperative use only [27].
Corticosteroids
Steroids should be continued when possible during the perioperative period. Withholding these drugs for 36–48 h before surgery is predictive of the need for stress dose steroids due to hypotension. When the routine dose of steroids is continued during the perioperative period, patients do not require stress doses of steroids. Stress dose steroid use is only required when patients are being treated for primary failure of the hypothalamic-pituitary-adrenal axis [28].
Supplements
The use of supplements by patients has been found in 30 % of the surgical population, and use is increasing. These same studies have found that 70 % of the patients taking these preparations failed to disclose their use during the preoperative assessment unless specifically asked. Excessive bleeding, myocardial infarction, excessive and inadequate anesthesia, or interference with needed therapeutic drugs have been documented for these supplements [29]. These supplements have various durations of effect, but the safest measure is to discontinue use 7 days prior to surgery when possible and be aware of the potential complications so they may be managed adequately [24] (Table 10.2).
Table 10.2
Effects of common herbal medicine
Herb | Pharmacologic effects | Effects | Time to discontinue |
---|---|---|---|
Echinacea (purple coneflower root) | Activation of cell-mediated immunity | Allergic reaction, immunosuppression with long-term use | No data |
Ephedra (ma huang) | Increase in heart rate and blood pressure | Complications related to its increased sympathetic effects: stroke, myocardial infarction, dysrhythmia Interacts with MAO inhibitors | At least 24 h preop |
Garlic (ajo) | Inhibition of platelet aggregation (can be irreversible); increase in fibrinolysis | Increase in risk of bleeding, particularly when combined with other platelet inhibitors | At least 7 days preop |
Gingko (silver apricot, duck foot tree) | Inhibition of platelet activating factor | Increase in risk of bleeding, particularly when combined with other platelet inhibitors | At least 36 h preop |
Ginseng | Inhibition of platelet aggregation (can be irreversible); lowering of blood glucose | Increase in risk of bleeding; may decrease efficacy of warfarin; hypoglycemia | At least 7 days preop |
Kava (intoxicating pepper) | Sedation | May increase sedative effects of anesthetics; potential for addiction and withdrawal | At least 24 h preop |
St John’s wort (Hypercium, amber, goat weed) | Inhibition of neurotransmitter reuptake | Induction of cytochrome P450 enzymes (effects, warfarin, cyclosporine, steroids, protease inhibitors) | At least 5 days preop |
Valerian (vandal root, all heal) | Sedation | May increase sedative effects of anesthetics; potential for withdrawal | No data |
Mental Status and Cognitive Function Assessment
Dementia and Cognitive Impairment
Cognitive impairment and dementia are increasingly prevalent in the elderly population. Cognitive impairment without dementia is estimated to occur in 22 % of patients age 71 or older. This prevalence is greater than that of dementia. Prominent subtypes include prodromal Alzheimer’s disease, cerebrovascular disease, stroke, and adverse effect of medication. These findings are significant, as 12 % of the patients found to have cognitive impairment will progress to dementia annually. More importantly, mortality increases from 8 % in the cognitive impairment without dementia to 11 % in the group with dementia [30]. The prevalence of dementia among persons older than 71 years is 14 %. The prevalence increases dramatically with age in this group, from 5 % in those aged 71–79 years, to 37 % in the over 90 cohort [31], and to greater than 40 % in those 100 years or older [32].
The presence of cognitive impairment dramatically increases postoperative complications and negatively influences short- and long-term outcome. Baseline cognitive impairment and dementia are strong predictors for delirium in the postoperative period [33–36], and thus increase the risk of postoperative functional decline [33] and mortality [36].
During the preoperative evaluation the presence and severity of cognitive impairment should be documented if possible. Numerous tests have been developed to screen for cognitive impairment, including the Mini-Mental State Examination (MMSE), the Memory Impairment Screen (MIS), and the Mini-Cog. These tests have shown a wide range in sensitivity and specificity, and more importantly for the acute care surgeon, the time and training required to administer ranges from 1.5 to 17 min [37]. The Mini-Cog, a brief screen that employs 3-item recall and a clock drawing task, has sensitivity and specificity of 99 and 96 % and can be administered in 3 min. This strikes the best balance between accuracy and ease of administration in the acute setting [38].
Delirium
The incidence of delirium has been reported at 5–52 % in a number of studies including a broad selection of surgical patients [39]. The usual onset is 2 days following operation and persists an average of 4 days [36]; the occurrence of delirium results in increased length of stay in the hospital [36, 40, 41]. Patients are also more likely to experience functional decline and impairment in the performance of activities of daily living [33]. This results in a higher likelihood of discharge to a skilled nursing or rehabilitation facility [36, 40]. Finally, mortality rates are increased for both in hospital [41] and the months following discharge [36, 40, 42].
With its profound impact on morbidity and mortality, identification and prediction of postoperative delirium has been the subject of numerous studies. It is hoped that with identification of patients at risk, measures may be taken to mitigate delirium and prevent its consequences.
Once risk factors for delirium have been identified, those that can be corrected should (Table 10.3). In the postoperative period, numerous medications have been identified which contribute to delirium and should be avoided. These include meperidine, benzodiazepines, antihistamines, and anticholinergics. Opiates should be used with caution, but pain must be adequately controlled, as this too is a risk factor for delirium [46, 47]. Some studies have shown that preoperative geriatrics consultation has been helpful to reduce the incidence of delirium. Other small trials of prophylactic antipsychotic administration have had promising but conflicting results, and their use cannot be advocated at this time [48].
General: age > 70, cognitive impairment and dementia, depression, alcohol use, severe comorbid disease, frailty, polypharmacy, and use of psychotropic medications |
Illness related: renal disease, anemia, hypoxia, prior stroke |
Metabolic: electrolyte disturbances, malnutrition, fluid losses |
Functional: functional impairment, visual and hearing impairment, institutional residence |
Procedure and hospitalization related: blood loss, hypotension, transfusion, sleep deprivation, inadequate pain control |
Depression
The incidence of depression in those aged 71 or greater is estimated to be over 11 %, based on the presence of major or minor depressive symptoms or current treatment for depression. Dementia and pain perception are associated with increased incidence [49]. Other risk factors for depression in the elderly are disability, new medical illness, poor overall health, and bereavement [50]. In studies of patients undergoing cardiac surgery, depression has been identified as a risk factor for mortality [51]. Preoperative depression is also associated with a longer recovery time due to delayed recovery in activities of daily living (ADL) and instrumental activities of daily living (IADL) [52]. Screening for depression may be accomplished using a variety of tools. The Patient Health Questionnaire-2 (PHQ-2) is a simple and reliable screening tool for depression in the elderly. Two questions are asked in this survey. First, “In your entire life, have you ever had a time when you felt sad, blue, depressed, or down for most of the time for at least 2 weeks?” Second, “In your entire life, have you ever had a time, lasting at least 2 weeks, when you didn’t care about the things that you usually cared about or when you didn’t enjoy the things that you usually enjoyed?” A positive response to either of these questions is suggestive of depression, with 100 % sensitivity and 77 % specificity [53]. When positive, the patient should be referred for evaluation when time and the patient’s medical condition allow.
Substance Abuse
A 2005–2006 epidemiologic study on the use of alcohol and drugs of abuse demonstrated that 60 % of adults over age 50 used alcohol in the year prior to the survey, 2.6 % used marijuana, and 0.41 % used cocaine [54]. Furthermore, at-risk and binge drinking is also prevalent in the elderly population, with 13 % of men and 8 % of women reporting at-risk drinking, and 14 % of men and 3 % of women reporting binge drinking [55]. The effects of preoperative alcohol use include increased risk of pneumonia, sepsis, surgical site infection (SSI) and wound disruption, and longer length of stay. With the exception of SSI, all of these factors are associated with increased mortality [56]. Exposure to alcohol may also increase the stress response to surgery and increase morbidity [57].
All patients should be screened for alcohol misuse. A simple tool is the CAGE questionnaire. This involves four questions, and a positive answer to one or more is suggestive of alcohol abuse (Table 10.4).
C | Have you ever felt you should Cut down on your alcohol or drug use? |
A | Have you been Annoyed by people criticizing your alcohol or drug use? |
G | Have you felt Guilty about your drinking or drug use? |
E | Do you need to use alcohol or drugs early in the morning (Eye-opener) to calm your nerves? |
When identified, patients with at-risk alcohol history should be supplemented with folic acid and thiamine (100 mg) daily. Care protocols should include frequent assessment for withdrawal and appropriate medications or alcohol administered to avoid withdrawal in the postoperative period.
Nutritional Evaluation
Malnutrition is prevalent in the elderly and has a major impact outcome in surgery. Overall, malnutrition is present in 22.8 % of the elderly, ranging from 5.8 % in community dwelling elders to over 50 % in patients in rehabilitation. Another 46 % of elders are at risk for malnutrition [60]. In the surgical patient, malnutrition is a risk factor for multiple complications, generally related to infection and poor wound healing, and for increased length of stay [61]. During the preoperative evaluation the patient’s height and weight should be documented. In addition, serum albumin and prealbumin levels should be obtained [12, 13]. The occurrence of any significant unintentional weight loss should be sought. Risk factors for severe malnutrition and related complications include serum albumin <3.0 g/dL BMI <20 kg/m2, prealbumin <10 mg/dL, or unintentional weight loss of >10 % in 6 months [62–66]. The presence of any of these should prompt full nutritional assessment, and when possible a strategy to treat deficits in the perioperative period devised.
Cardiac Evaluation
The cardiac evaluation of the geriatric patient is an essential part of the initial assessment when time permits. Major cardiac complications occur in 2 % of patients aged 50 years or greater [15]. The incidence of adverse cardiac events increases with age [67]. Emergency operation is associated with a significantly increased risk of postoperative cardiac complications [68]. Other risk factors include high-risk procedures, history of congestive heart failure, history of ischemic heart disease, history of cerebrovascular disease, treatment with insulin, and preoperative serum Cr >2.0 mg/dL. These risk factors are additive in their prediction of cardiac events [15]. Hospital mortality is 15–25 % after perioperative myocardial infarction, and the risk of death persists for at least 6 months following operation [69]. The current ACC/AHA recommendations (Fig. 10.1) for cardiac evaluation should be followed in geriatric patients.
Fig. 10.1
Approach to cardiac evaluation and care prior to noncardiac (Fleisher et al. [118]). †See Class III recommendations in Section 5.2.3. Noninvasive Stress Testing. §Noninvasive testing may be considered before surgery in specific patients with risk factors if it will change management. ‡See Table 3 for estimated MET level equivalent
Pulmonary Evaluation
Pulmonary complications occur as frequently as cardiac complications in the postoperative period. Recent studies report an incidence of 2.7–5 % of patients will experience respiratory complications after non-thoracic surgery [70–73]. Postoperative respiratory complications are associated with a higher risk of myocardial infarction, pneumonia, renal failure, thromboembolic complications, or death. The cost of pulmonary complications is greater than any other adverse events, in part due to an increased length of hospital stay [74]. During the preoperative assessment, risk factors for pulmonary complications should be identified. Risk factors may be either patient or procedure related. Table 10.5 shows identified risk factors. Preoperative spirometry is not helpful to predict postoperative complications [75].
Patient related | Procedure related |
---|---|
Advanced age | Emergency surgery |
ASA class II or higher | Abdominal surgery (upper > lower) |
Functional dependence | Aortic aneurysm repair |
Chronic obstructive pulmonary disease | Non-resective thoracic surgery |
Congestive heart failure | Neurosurgery |
Serum albumin <3.5 g/dL | General anesthesia |
History of smoking | Head and neck surgery |
Obstructive sleep apnea | Prolonged surgery |
Alcohol use | Vascular surgery |
Preoperative anemia | Perioperative transfusion |
Preoperative hypoxia | Perioperative nasogastric tube use |
Blood urea nitrogen >30 mg/dL | |
Recent pneumonia | |
Weight loss >10 % in prior 6 months |
When high-risk patients are identified, several strategies may be employed for risk reduction. These include lung expansion techniques such as incentive spirometry, intermittent positive pressure breathing, continuous positive airway pressure, and chest physiotherapy [76]. Preoperative inspiratory muscle training using individualized combinations of these techniques has been shown to reduce pulmonary complications in patients with concomitant coronary artery bypass surgery [78]. With regard to the anesthetic, residual neuromuscular blockade predicts postoperative complications, and longer-acting agents such as pancuronium should be avoided [79]. When possible, nerve blocks for regional anesthesia are less likely to cause complications than general anesthetic [76]. Laparoscopic techniques may have some value in limiting pulmonary complications when compared to open techniques. Nasogastric tubes should be used selectively, as routine use is associated with increased complications. Following celiotomy, continuous positive airway pressure and the use of epidural analgesia are shown to reduce complications [74]. Of note, preoperative smoking cessation has only been shown to reduce complications when done 1–2 months prior to surgery [75, 80–82].
Functional Status Determination
The patient’s functional status should be determined during the preoperative evaluation. The ADL index involves functional independence in six areas: bathing, dressing, transferring, feeding, continence, and toileting [83]. A simple screening tool involves the following four questions: “Can you get out of bed yourself?” “Can you dress yourself?” “Can you make your own meals?” and “Can you do your own shopping?” [84]. A negative response to any question should prompt a more thorough evaluation of functional capacity, and the deficits should be documented. Other limitations should be documented, such as deficits in vision and hearing, as well as the use of assistive devices. A history of falls should be documented [12]. Physical disability can be assessed using the timed “Up & Go” test. A patient is instructed to rise from a chair, without using arms, and possibly walk 10 ft, turn, return to the chair, and sit down. A time greater than 15 s is suggestive of a high risk for falls [85, 86].
Poor functional status and impaired mobility are associated with postoperative delirium [40], surgical site infections due to methicillin-resistant Staphylococcus aureus [87], discharge to another level of care [88], and mortality [6, 83]. Preoperative functional status is also predictive of the time to postoperative recovery following abdominal surgery [52].
Frailty
Frailty is defined as a state of reduced physiologic reserve associated with increased susceptibility to disability [83]. Frailty manifests as age-related vulnerability to stressors secondary to this decrease in physiologic reserve and limits the maintenance of homeostasis. While similar in some ways to normal aging, it is a distinct entity [89]. Impairments associated with the frailty syndrome include sarcopenia, functional decline, neuroendocrine dysregulation, and immune impairment occurring in combination. The associated risk with the syndrome as a whole predicts poor outcomes greater than any single component, and no single component explains the entire spectrum of the manifestations. A physical phenotype was first defined in 2001; however, there is strong evidence to support additional domains to the model (Table 10.6). These include cognitive impairment, chronic diseases, and disability [90]. The overall prevalence of frailty in the United States ranges from 7 to 12 %. The prevalence increases with age, from 3.2 % in those age 65–70 years to over 25 % in the group aged 85–89 years. Frailty is more common in women across all ages [91, 92].
Table 10.6
Frailty phenotype [92]