Diagnosis and Management of T2DM



Diagnosis and Management of T2DM






You can tell a lot about a fellow’s character by his way of eating jelly beans.

Ronald Reagan, 40th U.S. president


Introduction

Type 2 diabetes (T2DM) is a metabolic disorder characterized by abnormalities at multiple organ target sites, including the pancreatic β-cell, skeletal muscles, adipose tissue, kidneys, brain, gut, and liver. The hyperglycemia characteristic of T2DM develops slowly over time as the pancreatic β-cells fail to produce insulin in response to a glucose stimulus. The resulting elevated plasma glucose levels become cytotoxic, leading to the loss of β-cell function and mass.

An estimated 25.8 million Americans or 8.3% of the population have diabetes, with estimates between 90% and 95% having T2DM.1 Approximately 90% of patients with diabetes are managed by primary care physicians (PCPs), many of whom have had little education in screening for, diagnosing, and managing this complex metabolic disorder.2 Successful management of T2DM requires an understanding of the disease pathogenesis, a strategy to promote and encourage lifestyle modifications, surveillance for identifying and preventing long-term diabetes-related complications, knowledge of intensive pharmacologic intervention options, and professional skills for providing customized patient education. Pursuing an ambitious approach to diabetes care can lead to positive treatment outcomes as well as to improvement in the quality of life for these patients and their families.


Screening for and Diagnosing T2DM

Screening for diabetes should be performed by a health-care provider at 3-year intervals beginning at the age of 45 years in asymptomatic individuals. An asymptomatic adult of any age having a BMI ≥25 kg per m2 or greater and at least one additional risk factor as noted in Table 10-1 should also be screened for diabetes.3 A patient who screens negative for prediabetes or diabetes should be rescreened after 3 years (Fig. 10-1).

The ADA discourages screening for diabetes in a nonmedical environment because patients with positive findings may not be provided with appropriate follow-up instructions, repeated testing, or care.

Mathematical modeling studies suggest that screening independent of risk factors beginning at age 30 or 45 is highly cost-effective (less than $11,000 per quality adjusted life-year gained).
Prediabetes and diabetes meet established criteria for conditions in which early detection is appropriate. Both conditions are endemic and impose significant global public health burdens. A long presymptomatic phase precedes the clinical diagnosis of T2DM during which cost-effective and nonpharmacologic measures can be utilized to delay or reverse diabetes progression. Simple testing is available to detect preclinical disesase. Finally, the duration of one’s exposure to chronic hyperglycemia correlates with one’s microvascular and macrovascular outcomes. Thus, simple, inexpensive glycemic testing employed during the preclinical phase of diabetes can prevent disease progression and minimize economic burden.4








TABLE 10-1. Risk Factors That Place Patients at High Risk for Developing T2DM







































Physical inactivity



First degree relative with T2DM



High-risk ethnicity: African American, Hispanic, Native American, Asian American, Pacific Islander



Women who delivered a baby weighing ≥9 lb



Women with a history of gestational diabetes



History of hypertension (blood pressure ≥140/90 mm Hg or on medication for hypertension)



Atherogenic hyperlipidemia (HDL-C < 35 mg/dL and/or a triglyceride level > 250 mg/dL



Women with a history of polycystic ovary syndrome



Prior history of glycemic values consistent with the diagnosis of prediabetes: A1C > 5.7%, fasting plasma glucose 100-125 mg/dL or 2-h postprandial glucose 140-200 mg/dL



Clinical evidence of acanthosis nigricans, which is associated with IR (see Fig. 10-1)



History of cardiovascular disease


From American Diabetes Association. Standards of medical care in diabetes—2012. Diabetes Care. 2012;35(suppl 1):S14.


A pharmacoeconomic analysis by Torgdon and Hylands suggested that the cost of managing diabetes increases one’s annual medical expenditures by $158.5 These costs are in addition to baseline increases associated with medical expenditures with aging. Thus, not only does diabetes increase medical expenditures at any age, the effect grows by $158 each year.

As clinicians attempt to prevent long-term complications by encouraging earlier pharmacologic interventions, patients feel the crunch of higher annual prescription drug costs. A growing diabetes epidemic and introduction of new treatment options could increase drug costs by 70% by 2013.6 With a surge in pharmacy spending, health plans are likely to increase cost sharing with enrollees by raising copays and coinsurance rates. Higher costs passed on to patients may increase the likelihood of medication nonadherence. In a national survey of 875 older adults with diabetes, 19% reported cutting back on the use of their medications because of cost, 11% reported cutting back on their diabetes medications, and 7% reported cutting back on their diabetes medications at least once a month. In order to pay for their medications, 20% reported foregoing food and other essentials, 14% increased credit card debt, and 10% borrowed money from family or friends.7

The rate of medication adherence is typically low in patients with chronic conditions, especially in patients with T2DM. A review of the literature by Cramer showed that patient adherence to treatment with oral hypoglycemic agents ranged from 36% to 93% and adherence to insulin therapy was 62% to 64%.8

Medication nonadherence accounts for more than 10% of all hospitalizations and 23% of all nursing home admissions each year.9 The estimated cost of medication nonadherence to the healthcare system is approximately $100 billion a year.10

The incidence of T2DM within the pediatric population is increasing in ethnic minority groups although the disorder remains rare within the general pediatric and adolescent population. The
ADA has published guidelines for screening asymptomatic children for T2DM as summarized in Table 10-2. Screening should be performed every 3 years in high-risk children and adolescents.






Figure 10-1 • Acanthosis Nigricans. A. A 24-year old Latino male patient with newly diagnosed T2DM and acanthosis nigricans on his chest and abdomen. B. A 58-year-old man with poorly controlled T2DM (A1C = 9.9%). He developed acanthosis nigricans while taking daily prednisone as adjunctive treatment for cancer chemotherapy. As diabetes therapy was intensified (with insulin) the acanthosis improved significantly over a period of 5 months (Fig. 10-1C). C. Acanthosis nigricans (AN) is a dermatologic condition commonly seen in patients with diabetes and IR. Histologically, AN is characterized by the proliferation of epidermal keratinocytes and fibroblasts. Patients with AN experience hyperpigmented lesions and dark-brown thickened plaques on the neck, axillae, and abdomen. As patients lose weight, experience improvement in their IR or diabetes, the pigmentation of the AN tends to lighten as shown in Figures 10-1B and C.

For decades, clinicians have relied upon fasting and 75-g glucose challenge testing to screen and diagnose diabetes. In 2010, the ADA adopted the recommendations of an International Expert Committee, which set the A1C of 6.5% as the diagnostic threshold for diabetes.11 The A1C may also be used to screen patients for prediabetes as reviewed in Tables 10-1 and 10-2.

Any test result that is diagnostic of diabetes should be repeated to rule out laboratory error, unless the patient has classic signs and symptoms of hyperglycemia (thirst, frequent urination, weight loss, blurred vision, fatigue, paresthesias, dry skin, or a random plasma glucose level greater than 200 mg per dL). If the abnormal lab test is repeated and found to be consistent with the previous value, the diagnosis of diabetes is confirmed. The diagnosis of diabetes can also be presumed based upon the presence of two different test results both of which are above the diagnostic threshold. For example, an A1C of 7.8% coupled with a random plasma blood glucose of 201 mg per dL does establish the diagnosis of T2DM. If two screening tests are discordant, the ADA suggests repeating the result that is above the diagnostic cut point prior to diagnosing the patient as having
prediabetes or diabetes. For example, a patient is suspected of having prediabetes. The patient’s A1C is 6.2% but his 2-hour 75-g postglucose challenge is 135 mg per dL. The repeated A1C performed 3 months later is now 6.4%. Based on the fact that the patient has had two consistently abnormally elevated A1C values that surpass the diagnostic cut point for prediabetes, the diagnosis is made and lifestyle interventions are immediately initiated.








TABLE 10-2. American Diabetes Association Recommendations for Glycemic Screening in High-risk Asymptomatic Children
































Children at high risk for developing prediabetes and diabetes have the following criteria:



Overweight (BMI) >85th percentile for age and sex, weight for height >85th percentile, or weight > 120% of ideal for height)


Plus any two of the following risk factors:



Family history of T2DM in first-or second-degree relative



Race/ethnicity (Native American, African American, Latino, Asian American, Pacific Islander)



Signs of IR or conditions associated with IR (acanthosis nigricans, hypertension, dyslipidemia, polycystic ovary syndrome, or small-for-gestational-age birth weight)



Maternal history of diabetes or gestational diabetes during the child’s gestation




Initiate screening in children at age 10 or at onset of puberty




Screening should be conducted every 3 years.


From American Diabetes Association. Standards of medical care in diabetes—2012. Diabetes Care. 2012;35(suppl 1):S14.



Prevention of T2DM by Using Intensive Lifestyle Intervention

Both genetic and environmental factors contribute to the development and progression of T2DM. Specific at-risk population groups have a high prevalence of T2DM, as do individuals with an afflicted first-degree relative. The most dominant determinant in the development of diabetes appears to be one’s BMI.12 An estimated 65% of Americans have a BMI of 25 kg per m2 or more and are thus labeled “overweight” by U.S. standards.13 The direct relation between obesity and the increasing prevalence to T2DM suggests that lifestyle interventions for weight reduction and improvement in physical activity participation could slow or prevent the progression from normoglycemia to prediabetes and beyond. Weight reduction and physical activity can improve insulinmediated glucose disposal, reduce postprandial hyperglycemia, delay β-cell death (apoptosis), and slow the progression of glucose intolerance to T2DM.14,15 Table 10-3 summarizes the landmark clinical trials that have demonstrated the important role of lifestyle modification in delaying and preventing T2DM.

The most comprehensive clinical trial that evaluated the importance of lifestyle modification as a deterrent to diabetes was the Diabetes Prevention Program (DPP).16 This $174 million National Institutes of Health (NIH) study enrolled 3,234 individuals with impaired glucose tolerance (IGT). Patients were randomly assigned to receive intensive lifestyle intervention or metformin at 27 U.S. centers. The lifestyle-intervention group participated in walking or other moderate-intensity exercise averaging 150 minutes per week. These subjects lost on average
5% to 7% of their initial body weight while reducing their risk of diabetes progression by 58% (Fig. 10-2). Forty-five percent of the subjects came from high-risk minority groups who have disproportionate numbers of T2DM (African Americans, Hispanics, Asian Americans, Pacific Islanders, and Native Americans). Other high-risk subjects in the DPP included patients older
than 60, women with a history of gestational diabetes, and individuals with a first-degree relative with T2DM.








TABLE 10-3. Published Studies Demonstrating the Importance of Lifestyle Modification in the Prevention of T2DM



















































Trial


RCT


Intervention


Population


Results


Malmo Feasibility Triala


No


Diet + exercise


232 Swedish men aged 47-49 with early T2DM or IGT. Studied over a 5-y period


Diet + exercise normalized glycemia in >50% of subjects with IGT.


Da Qing IGT Study11


Yes


Diet, exercise, or both


577 Chinese men and women (average age, 45) with IGT. Studied for 6 y


Diet, exercise, or both decreased progression to T2DM 31%-46%. Efficacy equal in both diet and exercise groups. No added benefit with combining exercise + dietary intervention. High-risk nonobese subjects reduced risk as well with diet and exercise.


Finnish Diabetes Prevention Study10


Yes


Dietary instruction + personalized exercise program


522 obese Finnish men and women, mean age, 55 ± 7 y, with IGT


Diet + exercise reduced progression to T2DM by 58%.


The Nurses’ Health Study


Yes


Weight loss + exercise or metformin


3,234 ethnically diverse U.S. men and women, mean age, 50.6 y ± 10.7 y, with IGT


Diet + exercise decreased progression to T2DM by 58%.


Diabetes


Prevention


No


All active DPP patients were offered groupimplemented lifestyle intervention. Metformin 850 mg b.i.d was continued in the original group


Diabetes incidence in the 10 years since DPP randomization was reduced by 34% in the lifestyle group and 18% in the metformin group.


Program 10-Y Follow-up






a Eriksson KF, Lingarde F. Prevention of type 2 (non-insulin dependent) diabetes mellitus by diet and physical exercise: the 6-year Malmo feasibility study. Diabetologia. 1991;34:891-898.


IGT, impaired glucose tolerance; RTC, randomized clinical trial; T2DM, T2DM mellitus.


From Diabetes Prevention Program Research Group. 10-year follow-up of diabetes incidence and weight loss in the Diabetes Prevention Program Outcomes Study. Lancet. 2009;374(9702):1677-1686.







Figure 10-2 • Modest Weight Loss Prevents Diabetes in Overweight and Obese Persons with IGT. Modest weight loss can prevent the development of T2DM. This figure shows data from the Diabetes Prevention Program Research Study, which examined the effect of lifestyle intervention (reducing energy intake and increasing physical activity) on the incidence of diabetes. At the initiation of the study, the participants were 51 years old, had a BMI of 34 kg per m2, and comprised 68% women and 45% ethnic minorities. The average follow-up was 2.8 years. Participants treated with the lifestyle-modification program experienced a 6% weight loss and 58% decrease in the incidence of diabetes compared with placebo (p < 0.001). (Adapted from Knowler WC, Barrett-Connor E, Fowler SE, et al., and the Diabetes Prevention Program Research Group. Reduction in the incidence of T2DM with lifestyle intervention or metformin. N Engl J Med. 2002;346:393-403.)

DPP subjects were randomized into one of three treatment arms: (a) intensive individualized lifestyle intervention with the aim of reducing weight by 7% through low-fat diet and exercising 150 minutes per week, (b) treatment with metformin (850 mg twice daily), or (c) a standard group taking placebo pills in place of metformin. The metformin and placebo groups also received information about the importance of diet and exercise. A fourth arm of the study, using troglitazone combined with standard diet and exercise recommendations, was discontinued in June 1998 because of the potential for liver toxicity. DPP participants ranged in age from 25 to 85 years, with an average of 51 years. On entry into the trial, all had IGT, as measured by an oral glucose tolerance test (OGTT), and all were overweight, with an average BMI of 34 kg per m2.

Lifestyle intervention worked well in men and women as well as in all ethnic groups regardless of their baseline BMIs.15 In subjects older than 60 years, lifestyle intervention reduced the progression to diabetes by 71%. Metformin was not as effective as lifestyle intervention in reducing diabetes risk in the population older than 60 years or in those who were less obese.

Ten years following the initial randomization within the DPP, the modest weight loss within the metformin cohort was maintained. Diabetes incidence in the 10 years since DPP randomization was reduced by 34% in the lifestyle group and 18% in the metformin group compared with placebo. The DPP extension proves that the prevention or delay of diabetes with lifestyle intervention or metformin can persist for at least 10 years.17 The use of metformin in both the DPP and the ADOPT trial was found to be associated with β-cell preservation.18

Diets that include mono- or polyunsaturated fatty acids may alter the composition of membrane phospholipids and improve insulin sensitivity. Specific dietary patterns that are high in fruits, vegetables, and whole grains and low in red or processed meat, sugars, and high-fat dairy products also appear to reduce the risk of T2DM.15

Physical activity improves insulin sensitivity independent of its effect on weight loss or improvement of fat distribution.19 A study of Pima Indians showed that the incidence of T2DM, as determined by OGTT, was lower in more active individuals regardless of their BMI.20



Effects of Pharmacotherapies on Reversing T2DM in Newly Diagnosed Patients

Pharmacotherapies that have proven to be effective or deleterious to high-risk patients are discussed in detail in Chapter 2.

Can intensive insulin therapy initiated shortly after one is diagnosed with T2DM reverse the disease course by establishing “β-cell rest” whereby insulin secretory function is preserved and islet mass is maintained? Several studies have demonstrated that intensive reversal of hyperglycemia, glucotoxicity, and lipotoxicity favors recovery of β-cell function.

Intensive insulin treatment can decrease the secretory demand on β-cells to near zero levels, providing the β-cells with a resting phase and lowering the likelihood of further loss of β-cell mass. Weng et al.21 demonstrated that normalization of hyperglycemia improved β-cell function after 2 weeks of active therapy regardless of treatment with multiple daily injections of insulin, insulin pumps or orally administered hypoglycemic agents. The study was performed on patients with newly diagnosed T2DM rather than in patients with prediabetes. The remission rates 1 year off medications were 51%, 45%, and 27% in the insulin pump, MDI, and oral agent groups, respectively. Prolonged β-cell improvement was noted in both insulin groups but not in those patients using oral agents. The duration of intensive insulin therapy needed to achieve β-cell rest is unknown. The ultimate efficacy of insulin therapy at preserving β-cell function may be dependent on the actual duration of prediabetes and the number of recoverable β-cells present at the time the insulin is initiated.

Intensive insulin pump therapy also appears to restore β-cell secretory function. Li et al.22 recruited 138 newly diagnosed patients with T2DM having fasting glucose levels greater than 200 mg per dL. All patients were hospitalized for 2 weeks and placed on intensive insulin pump therapy. Optimal glycemic control was attained within 6.3 ± 3.9 days in 126 patients. The remission rates (percentage of participants maintaining near-normal glucose levels) at the 3rd, 6th, 12th, and 24th months were 72.6, 67.0, 47.1, and 42.3%, respectively. Those patients in remission for greater than 1 year had greater recovery of β-cell function compared with the nonremission group as demonstrated by favorable proinsulin:insulin ratios in the long-term remission group. Under normal circumstances, small amounts of proinsulin are secreted concurrently with insulin; the result is a plasma proinsulin:insulin ratio of approximately 0.1. Conditions characterized by inflammation or dysfunction of β-cells are associated with increased levels of proinsulin, resulting in an increased ratio of proinsulin to insulin.23

In summary, early intensive insulin treatment in patients with newly diagnosed T2DM may be effective in retarding the progressive dysfunction of β-cells in patients by reducing glucotoxicity and lipotoxicity. Incretin mimetics and TZDs result in maintenance and improvement of β-cell function during their active use; yet continued efficacy appears to diminish once the drugs are stopped. Use of pioglitazone in high doses for diabetes prevention can result in unwanted side effects such as weight gain and edema.


Prevention and Reversal of T2DM with Metabolic Surgery


• The Definition, Epidemiology, and Pathogensis of Obesity-related Insulin Resistance

Obesity, typically measured as body mass index (BMI) ≥30 kg per m2, has three subclasses: obesity 1 (30 to 34.9 kg per m2); obesity 2 (35 to 39.9 kg per m2); and clinically severe (extreme) obesity (greater than 40 kg per m2).24 A BMI of more than 40 kg per m2 corresponds to being 100 lb above ideal body weight or more than 200% of ideal body weight.25 From 1986 to 2000, the prevalence of individuals with extreme obesity having of BMI ≥50 kg per m2 has increased fivefold.26


Obesity is a major independent risk factor for the development of T2DM and is associated with the rapid increase in the prevalence of T2DM. In the United States, the majority diagnosed with T2DM are overweight, with 50% obese (i.e., BMI greater than 30 kg per m2) and 9% severely obese (BMI greater than 40 kg per m2).27 The primary risk factor for T2DM is obesity, and 90% of all patients with T2DM are overweight or obese. The relative risk of diabetes increases about 42-fold in men as the BMI increases from 23 to 35 kg per m2 and approximately 93-fold in women as BMI increases from 22 to 35 kg per m2.18,28

Intensive lifestyle intervention programs with diet therapy, behavior modification, exercise prescription, and pharmacotherapy are known to preserve β-cell function and restore normal glucose tolerance in high-risk patients.29 With rare exceptions, clinically significant weight loss is generally modest and transient, especially in patients with extreme obesity. In one study, 80 adults with moderate obesity (BMI 30 to 35 kg per m2) were randomized to nonsurgical intervention (very-low-calorie diet, orlistat, and lifestyle intervention) or to gastric banding.30 At 2 years, the surgical group demonstrated a weight loss of 87.2% versus 21.8% for the nonsurgical group. However, long-term maintenance of weight loss is difficult for all patients, especially those practicing lifestyle intervention.31

The development of T2DM is strongly associated with obesity and the accumulation of visceral fat that is linked to insulin resistance (IR), inflammation, and lipotoxicity of pancreatic β-cells. Adipose tissue in obese patients with diabetes is characterized by increased production and secretion of inflammatory cytokines such as tumor necrosis factor-α, interleukin-6, transforming growth factorb, monocyte chemotactic protein-1, and plasminogen activator inhibitor-1, and C-reactive protein. Weight loss improves inflammatory status in obesity and subsequent comorbidities by decreasing numbers of circulating inflammatory cytokines.32

The mechanisms underlying the dramatic effects of malabsorptive surgery on insulin sensitivity and β-cell function are poorly understood. Caloric restriction and changes in glucagon-like peptide-1 (GLP-1) release have been implicated as important mediators toward restoration of NGT in the early postoperative state. However, skeletal muscle insulin sensitivity mediated by changes in gene expression is thought to play a major role in reversing diabetes after metabolic surgery.33

Of considerable interest for extremely obese patients with diabetes is the observation that euglycemia and normal insulin levels occur within days after surgery, long before there is any significant weight loss.34 Although extreme obesity is associated with profound IR and marked insulin hypersecretion, the dynamics of β-cell function (i.e., β-cell glucose sensitivity, rate sensitivity, and potentiation) are preserved. Metabolic surgery improves peripheral insulin sensitivity two- to threefold before any substantial weight loss is observed.35


Metabolic Surgical Procedures

Bariatric (also known as “metabolic surgery”) consists of several well-defined procedures. Restrictive surgeries, such as laparoscopic adjustable gastric banding (LAGB) and vertical banded gastroplasty (VBG), reduce the volume of the stomach by 85% to decrease food intake and induce early satiety. VBG is also known as sleeve gastrectomy. LAGB is considered a minimally invasive intervention in which a restrictive band is placed around the upper stomach to partition a small proximal pouch. Initially, these bands were designed for open surgical placement and were not adjustable. However, further refinement of these devices now enables surgeons to place the adjustable appliance laparoscopically. Malabsorptive procedures, such as biliopancreatic diversion (BPD), shorten the small intestine to decrease nutrient absorption. Combined procedures, such as the Roux-en-Y gastric bypass (RYGB) incorporate both restrictive and malabsorptive elements. RYGB surgery is the current gold standard treatment for severe obesity. Both BPD and RYGB alter the secretion of gut hormones that affect satiety.32

Historically, RYGB had been the most common bariatric surgical procedure performed in the United States. However, since 2009 gastric banding procedures have exceeded RYGB for the reasons listed in Table 10-4. The Roux-en-Y procedure is named after the surgeon who first described the

operation in 1993 and the “Y” shape produced by the redirected intestines as food is redirected around the stomach. The surgeon creates a walnut-sized pouch (1 to 2 tablespoons) on the proximal area of the stomach and “bypasses” the remaining stomach by attaching a section of the small bowel to the pouch. Although the stomach does not receive any nutrients, gastric enzymes continue to be produced. The gastric pouch is anastomosed to a Roux-en-Y proximal jejunal segment, bypassing the remaining stomach, duodenum, and a small portion of jejunum. The standard Roux (alimentary) limb length is about 50 to 100 cm, and the biliopancreatic limb is 15 to 50 cm. The Roux limb allows the gastric content to mix with nutrients entering from the gastric pouch and bypassing the stomach. Patients experience very rapid fullness with this procedure and significant weight loss. The gallbladder is typically removed during this procedure, as patients who experience rapid weight loss have a higher incidence of cholelithiasis.36 The major benefits of RYGB include rapid weight loss and early improvement or remission of T2DM, independent of weight loss. RYGB is associated with increased operation times, longer hospital stays, and increased risk of complications.








TABLE 10-4. Advantages and Disadvantages of Different Metabolic Surgical Procedures



























Metabolic Surgical Procedure


Advantages


Disadvantages


Complications


Approximate Cost per Procedure


Gastric Bypass
image


• Rapid initial weight loss


• No device insertion


• Stomach is cut, stapled and intestines rerouted


• Difficult procedure to reverse


• Nonadjustable


• Dumping syndrome can occur


• Vitamin deficiencies can occur


$25,000 plus 2 nights in hospital


Sleeve Gastrectomy
image


• Rapid initial weight loss


• No device insertion


• Cutting and stapling of stomach are required


• Prolonged hospital stay


• Nonadjustable procedure


• Portion of stomach is removed, which maintains vitamin B12 production and absorption


• Deep vein thrombosis (5%)


• nonfatal pulmonary embolism (0.5%)


• Pneumonia (0.2%)


• Acute respiratory distress syndrome (0.25%)


• Splenectomy (0.5%)


• Gastric leak and fistula (1.0%)


• Death (0.25%)


• Total mortality rate (0.8%)


$20-$25,000 Plus 5 d in hospital


image
Lap Banding


• No stom ach cutting, stapling or redirecting of intestinal anatomy


• Easily reversible


• Few complications


• Outpatient procedure


• Device is placed on stomach during procedure


• Band may slip or leak


• Risk of internal infection


• Abdominal pain if patient overeats


• Requires periodic “adjustment” of banding volume postoperatively through a subcutaneous port


• Nutritional deficiencies during liquid diet


• Patients who do not adhere to postoperative lifestyle instructions may not lose anticipated weight


• Gastric perforation (1%)


• Anastomotic strictures (0.7%)


$10-$15,000 as outpatient plus $150 per adjustment of lap band as an office procedure


During the Lap-Banding procedure, a silicone band filled with saline is wrapped around the proximal portion of the stomach. This restricts the amount of food one could consume and induces satiety. An injection port allows subcutaneous access to the lap band through which saline may be added or removed postoperatively depending upon the patient’s level of satiety.

The sleeve gastrectomy creates a thin vertical staple line across the stomach. The lower portion of the stomach is amputated, leaving the patient with a gastric capacity of 10% of its normal volume. With minimal gastric capacity, patients quickly develop satiety and weight loss ensues. No rerouting of intestinal anatomy is required.

The anticipated weight loss associated with each procedure can vary based upon several factors. Patients can increase their weight reduction by following the nutritional consumption guidelines provided by their surgical team. Periodic adjustment in gastric band tightening might be necessary to increase satiety and limit the amount of food that enters the gastric pouch in lap-banded patients.

Metabolic surgical studies report results as “mean percent excess body weight loss” calculated as the percent of body weight above the stated upper limit of normal BMI of 25 kg per m2.

The mean percent excess body weight loss after lap banding in published series is 46%, and the mean resolution in diabetes is 56%,37 both substantially lower than after RYGB.37 Studies that directly compare the RYGB and LAGB also suggest substantially greater weight loss and resolution of comorbidities after RYGB.38 There are no studies to date suggesting that the LAGB has a specific effect on T2DM beyond that of inducing caloric restriction and subsequent weight loss.

The long-term expected body weight loss observed with three different metabolic surgical procedures is shown in Table 10-5.

Data from larger LAGB studies show that morbidity rates remain uniformly low, whereas RYGB and VBG retain a higher risk of morbidity than LAGB, even with considerable numbers of patients
being treated.39 The main complications of LAGB are related to misplaced or inadequately secured devices.39








TABLE 10-5. Reported Weight Loss as a Percentage of Excess Body Weighta Following Metabolic Surgery



























Metabolic Surgical Procedure


Weight Loss at 1-2 Y (% of Excess Body Weight)


Weight Loss at 3-6 Y (% of Excess Body Weight)


Weight Loss at 7-10 Y (% of Excess Body Weight)


RYGB


48-85


53-77


25-68


Sleeve gastrectomy


33-58


66



Lap banding


29-87


49-72


14-60


aDividing the excess body weight by 2 provides the clinician with an “estimation” of the approximate percentage of total body weight from baseline that each patient has lost. For example, a patient who has lost 50% of their excess body weight with metabolic surgery has reduced their total body weight approximately 25% from their presurgical baseline. Weight loss after metabolic surgery reaches a peak within 12 to 18 months postoperatively. Within 10 years patients experience an average of 10% regain of weight.


From Mechanick JI, Kushner RF, Sugerman HJ, et al. American Association of Clinical Endocrinologists, The Obesity Society, and American Society for Metabolic and Bariatric Surgery medical guidelines for clinical practice for the perioperative nutritional, metabolic, and nonsurgical support of the bariatric surgery patient. Endocr Pract. 2008;14(suppl 1):3-83.


One must always consider the risk:benefit for each patient who is considering metabolic surgery. A study by Keidar has suggested that weight loss surgery reduces diabetes-related mortality by 90%.40 As many as 14,300 lives can be saved in the United States over 5 years through metabolic surgical intervention.40

Improvements in hyperglycemia are observed almost immediately after surgery. Fasting plasma glucose levels often normalize before hospital dismissal and before weight loss is observed. Insulintreated patients note a decrease in insulin requirements while some who have been severely insulin resistant may be able to discontinue insulin within 6 weeks after surgery. However, the longer one has had T2DM, the less likely he or she is to be able to discontinue insulin use.41 Patients undergoing gastric bypass surgery tend to achieve remission of diabetes faster than those undergoing lap banding, although both procedures are highly successful at normalizing glycemia (Fig. 10-3).36






Figure 10-3 • Resolution of Diabetes Following Laparoscopic Banding and Gastric Bypass Procedures. The remission rate attributable to metabolic surgery is dependent upon the type of procedure performed. A higher percentage of patients achieve diabetes resolution 1 to 2 years postoperatively following the RYGB versus the LAGB.

References

1. Pontiroli AE, et al. Laparoscopic gastric banding prevents type 2 diabetes and arterial hypertension and induces their remission in morbid obesity: a 4-year case-controlled study. Diabetes Care. 2005;28(11):2703-2709.

2. Ahroni JH, et al. Laparoscopic adjustable gastric banding: weight loss, co-morbidities, medication usage and quality of life at one year. Obes Surg. 2005;15(5):641-647.

3. Spivak H, et al. Weight loss and improvement of obesity-related illness in 500 U.S. patients following laparoscopic adjustable gastric banding procedure. Am J Surg. 2005;189(1):27-32.

4. Ponce J, et al. Effect of Lap-Band-induced weight loss on type 2 diabetes mellitus and hypertension. Obes Surg. 2004;14(10):1335-1342.

5. Dixon JB, et al. Health outcomes of severely obese type 2 diabetic subjects 1 year after laparoscopic adjustable gastric banding. Diabetes Care. 2002;25(2):358-356

6. Torquati A, et al. Is Roux-en-Y gastric bypass surgery the most effective treatment for type 2 diabetes mellitus in morbidly obese patients? J Gastrointest Surg. 2005;9(8):1112-1116; discussion 1117-1118.

7. Skroubis G, et al. Roux-en-Y gastric bypass versus a variant of biliopancreatic diversion in a non-superobese population: prospective comparison of the efficacy and the incidence of metabolic deficiencies. Obes Surg. 2006;16(4):488-489.

8. Pories WJ. Presented at NAASO. The Obesity Society Annual Scientific Meeting. October 24-28, 2006; Boston, MA.

9. White MA, et al. Gender, race, and obesity-related quality of life at extreme levels of obesity. Obes Res. 2004;12(6):949-955.

10. Dixon JB, et al. Adjustable gastric banding and conventional therapy for type 2 diabetes: a randomized controlled trial. JAMA. 2008;299(3):316-323.









TABLE 10-6. Preoperative Factors Positively Predicting Diabetes Resolution Following Metabolic Surgery in Severely Obese Patients with T2DM















• Baseline A1C 6.5%-7.9% (77% remission rate vs. 50% remission for baseline A1C > 10%)


• Duration of diabetes of ≤5.5 y


• Baseline C-peptide > 3 ng/mL (suggestive of severe IR)


• Baseline BMI > 45 kg/m2


• Significantly elevated basal and 2-h postprandial insulin levels


From Schernthaner G, Brix JM, Kopp HP, et al. Cure of type 2 diabetes by metabolic surgery? A critical analysis of the evidence in 2010. Diabetes Care. 2011;34(suppl 2):S355-S360.


Factors that predict resolution of diabetes following metabolic surgery are listed in Table 10-6. Patients with better preoperative control of their diabetes and those with shorter duration of diabetes and higher degrees of IR are more likely to be euglycemic for 1 to 2 years postprocedure.

Obesity and diabetes may also be associated with an increased risk of cancer and cancer-related mortality (see Chapter 8).42 In the SOS study, metabolic surgery resulted in a sustained mean weight reduction of 19.9 kg over 10 years, in contrast to a weight gain of 1.3 kg in the control group.43 The number of first-time cancers after inclusion was significantly lower in the surgery group than in the controls, with the modest reduction in cancer risk favoring women over men. Whether metabolic surgery clearly reduces cancer risk in severely obese patients with T2DM is unknown.

Although, the evidence suggests that metabolic surgery is a successful long-term treatment of obesity for people with diabetes, the procedure is expensive, with costs exceeding $13,000 per patient.44 A study by Hoerger et al.44 evaluated the cost-effectiveness of metabolic surgery in severely obese adults with diabetes relative to usual diabetes care. Cost analysis was performed on patients with T2DM of less than 5 years duration as well as greater than 10 years. Table 10-7 lists the conclusions from this study.

Table 10-8 lists the inclusion and exclusion criteria for metabolic surgery candidates based upon the 2008 American Association of Clinical Endocrinologists/The Obesity Society/American Society for Metabolic and Metabolic Surgery Medical Guidelines for Clinical Practice.36

Additional inclusionary characteristics for patients who may be considered strong candidates for metabolic surgery are shown in Table 10-9.45








TABLE 10-7. Benefits of Metabolic Surgery in Severely Obese Patients with T2DM























• 1.72 life-years gained in patients with history of diabetes for < 5 y prior to surgery


• Patients with BMIs 30-34 kg/m2 had the most cost-effective outcomes over time


• Cost-effectiveness ratio of $7,000-$12,000 per quality-adjusted life year gained


• Cost savings were greatest in patients ages 65-74 y having diabetes for < 5 y


• Metabolic surgery resulted in a remission rate of ˜40-80 (see Fig. 10-3)


• Following metabolic surgery the likelihood of diabetes relapse is 8% annually


• Systolic blood pressure is reduced 11.25% during the first 2 y followed by an additional 1.4% reduction until year 10 after which no further improvement in blood pressure is observed.


• Total cholesterol is reduced 16.1% during the first 2 y followed by a 1.2% reduction each year thereafter until year 10.


• HDL-cholesterol improves 10% during the first 2 y, then decreases by 0.05% through year 10


From Hoerger TJ, Zhang P, Segel JE, et al. Cost-effectiveness of metabolic surgery for severely obese adults with diabetes care. Diabetes Care. 2010;33:1933-1939.










TABLE 10-8. The AACE Metabolic Surgical Selection Criteria for Patients with Severe Obesity























Selection Factor


Criteria


Weight


BMI ≥40 kg/m2 with no comorbidities


BMI ≥35 kg/m2 with obesity-associated comorbidity


Children/Adolescent selection criteria


>95th percentile of weight for age + severe comorbidity


Weight Loss History


Failure of previous nonsurgical attempts at weight reduction, including nonprofessional programs (Weight Watchers, Jenny Craig, personal trainer, etc.).


Commitment


Realistic expectation that patient will adhere to postoperative care and instructions


Exclusion


• Any potentially reversible endocrine disorder that could result in obesity


• Severe psychiatric dysfunction


• Current drug or alcohol abuse


• Lack of comprehension of risks or understanding of personal commitment to postoperative care


From Mechanick JI, Kushner RF, Sugerman HJ, et al. American Association of Clinical Endocrinologists, the Obesity Society and American Society for Metabolic and Metabolic surgery Medical Guidelines for Clinical Practice for the Perioperative, Nutritional, Metabolic and Nonsurgical Support of the Metabolic Surgery Patient. Endocr Pract. 2008;14 (suppl 1):1-83.


A patient who is considering metabolic surgery should be counseled on the risks and benefits of the different types of available procedures. Specific contraindications to metabolic surgery are few. They include mental or cognitive impairment that limits the patient’s ability to understand the procedure and thus precludes informed consent. Very severe coexisting medical conditions, such as unstable coronary artery disease (CAD) or advanced liver disease with portal hypertension, may in some instances render the risks of surgery unacceptably high.

When scrutinizing reports of complications related to metabolic surgeries, the reader should consider the following. First, most surgical outcome studies include very small cohorts, usually less than 100 subjects. Second, surgeons do not always perform the exact type of procedure on each bypass or lap-band patient. For example, some bypass procedures are performed laparoscopically, whereas others are performed as open procedures. Thus, including all complications as being directly related to a single bypass procedure would be inappropriate. Next, not all lap bands are
equal. Several companies produce the devices, including Johnson and Johnson and Allergan. The surgical techniques are different for each device. Finally, some “centers of excellence” for metabolic surgery, may actually only perform a handful of procedures each month. Unlike cardiovascular centers of excellence, a surgeon who performs only 15 to 20 procedures each year may not be considered as expert in a given surgical procedure as a cardiac surgeon who has performed hundreds of coronary artery bypass grafts.








TABLE 10-9. Selection Characteristics That Should be Considered Prior to Bariatric Surgery





















• BMI > 40 or >35 kg/m2 with significant obesity-related comorbidities


• Age 16 to 65 y


• Acceptable operative risk


• Documented failure at nonsurgical approaches for weight loss


• Psychologically stable patient with realistic expectations


• Well-informed and committed patient


• Supportive family/social environment


• Resolution of alcohol/substance abuse


From Bult MJ, van Dalen T, Muller AF. Surgical treatment of obesity. Eur J Endocrinol. 2008;158(2):135-145.


Postoperative complications include gastrointestinal leak, deep vein thrombosis, bleeding, anastomotic stricture, incisional or internal hernia, marginal ulceration, vitamin and protein malnutrition, gallstone formation, and wound infections. The more adept a surgeon is at performing gastric bypass procedures, the fewer complications the patient experiences.46 Postoperative patients must be evaluated frequently for deficiencies in calcium, iron, thiamine, folate, and vitamin B12.

On average, metabolic surgery is associated with a mortality risk in the range of 0.3%. Significant or major complications occur in just over 4% of patients.47 Studies have demonstrated that the likelihood of postoperative complications is significantly associated with annual surgical experience. The risks are greatest when surgeons perform fewer than 25 operations and hospitals host fewer than 50 operations per year, and the risks are lowest when surgeons perform more than 100 operations and hospitals host more than 150 operations per year.48,49 Studies suggest that lap banding is perhaps the safest of all the metabolic surgical procedures available in the United States.50,50a

The reason for the effectiveness of metabolic surgery in reversing T2DM is uncertain. Food intake, transit, and absorption are regulated by a complex network including the gastrointestinal system, the liver, and the brain. Thus, many factors may influence the physiologic and metabolic outcomes that are commonly observed following metabolic surgery. GLP-1 potentiates insulin release following the consumption of a meal in a glucose-dependent manner. In patients with T2DM as well as individuals who are obese, GLP-1 responses to glucose or mixed meals are impaired or patients exhibit evidence of resistance at the sites of targeted receptors. Serum levels of GLP-1 increase early after both RYGB and BPD procedures, which is believed to contribute to both improvement and hypertrophy of pancreatic β-cells postoperatively.51 Excessive stimulation of the β-cells following RYGB can induce a condition known as nesidioblastosis that can present clinically as postabsorptive hypoglycemia.52 Gastric bypass procedures may result in distention of the stomach, which, in turn, stimulates the release of central GLP-1 via vagal stimulation inducing satiety.53

Metabolic surgery heightens the dynamic responsivity of β-cells and appears to improve β-cell function. Whether β-cell function is fully restored is dependent principally upon the severity of diabetes relative to duration of the disease, the degree of metabolic control, and the intensity of ongoing antidiabetes treatment.54,55

Table 10-10 summarizes facts related to metabolic surgery procedures in the United States.

Two recently published randomized, controlled trials suggest that metabolic surgery can be a more efficient means than either standard or intensive medical treatment alone in managing obese patients with diabetes. Mingrone et al. assigned patients to undergo gastric bypass, gastric sleeve, or standard medical therapy.55a After 2 years, diabetes remission had occurred in 75% of the gastric bypass group, 95% of the gastric sleeve group, and none of the medical therapy group. The average baseline A1C of 8.65% decreased in all groups at 2 years, but was most improved in the surgical groups (average A1C at study end: 7.69 for the medical therapy group, 6.35 in the gastric bypass group, and 4.95 for the gastric sleeve group).

In another study, Schauer et al. compared intensive medical therapy with gastric bypass or sleeve gastrectomy.55b After 1 year, the primary end point, an A1C of 6% or less, was achieved in 12% of patients in the medical therapy group versus 42% in the gastric bypass group and 37% in the sleeve gastrectomy cohort.

The studies by Mingrone et al. and Schauer et al. suggest that metabolic surgery should probably be considered sooner in obese patients with diabetes and severe IR. Within 1 to 2 years following surgical intervention, more patients are able to attain remission of their diabetes and normalize their A1Cs than if prescribed intensive medical therapies. Patients with T2DM in whom recommended
glycemic targets are not reached with available medical therapies, especially when the individual has major coexisting illnesses such as sleep apnea, hypertension, and dyslipidemia, should be provided with the option of bariatric surgery.








TABLE 10-10. Metabolic Surgery Fact Sheet



























































1.


Metabolic surgery treats clinically severe obesity and obesity-related conditions by (a) limiting the amounts of nutrients the stomach can hold and/or (b) reducing the gastric volume to a few ounces, thereby limiting caloric absorption.


2.


Indications for metabolic surgery include a BMI of >40 kg/m2 or a BMI of 35-40 kg/m2 with an obesity-related disease such as diabetes, heart disease, or sleep apnea. Patients with obesity-induced physical limitations such as joint disease and limitation of ambulation may also benefit from surgical intervention.


3.


220,000 patients underwent metabolic surgery in 2009. 15 million Americans have clinically severe obesity, yet <1% are being referred for and treated with metabolic surgery. Costs of the procedure, low financial credit scores, insurance restrictions, and lack of understanding related to metabolic surgical procedures among primary care referral health-care professionals are believed to be responsible for sluggish growth of the surgical market.


4.


Metabolic surgery costs are $10,000-$25,000 per procedure.


5.


The most commonly performed procedures are lap banding, gastric bypass, and sleeve gastrectomy.


6.


Metabolic surgical procedures can improve or reverse T2DM, heart disease, sleep apnea, hypertension, and hyperlipidemia in most patients.


7.


Preoperative factors that positively predict diabetes resolution following metabolic surgery include; short duration of T2DM, high BMI, lower A1C and high degree of IR.


8.


Gastric bypass resolves T2DM rapidly in nearly 90% of patients


9.


Gastric banding resolves T2DM more slowly in 73% of patients


10.


Metabolic surgery reduces the risk of CAD by 50%


11.


Metabolic surgery resolves obstructive sleep apnea in more than 85% of patients


12.


The risks of death from metabolic surgery is 0.17%. The overall likelihood of a major complication is 4%


13.


Metabolic surgery improves life expectancy by 89% vs. nonsurgical interventions


14.


Metabolic surgery reduces the risk of premature death by 30%-40%


15.


Metabolic surgery reduces the risk of all cause mortality from T2DM by 92%, from cancer by 60% and CAD by 56%


16.


Maximum weight loss occurs within 1-2 y postoperatively with improvement in obesityrelated comorbidities for years afterward


17.


Patients lose 30%-50% of their excess weight 6 months postoperatively and 77% of their excess weight within the first year.


18.


Long-term studies performed 10-14 y following surgery demonstrate that clinically severe obese patients who underwent metabolic surgery maintained much greater weight loss and more favorable levels of blood glucose control, lipid and hypertension as compared to nonsurgical aged matched controls.


From American Society of Metabolic and Metabolic Surgery Fact Sheet: http://www.asmbs.org/Newsite07/media/ASMBS_Metabolic_Bariatric_Surgery_Overview_FINAL_09.pdf. Accessed June 3, 2011.


In summary, metabolic surgery appears to be the only long-term effective therapy in reducing morbidity and mortality related to the comorbidities observed with obese T2DM. Operative selection algorithms have attempted to match specific patients with a specific operation in order to, among other factors, minimize surgical complications. The different types of surgeries appear to
be cost-effective as they tend to reverse all-cause mortality, prolong life, improve lipids and hypertension, and reverse diabetes. Ideal patients for metabolic surgery are those having preoperative A1Cs less than 7.9%, duration of diabetes less than 5.5 years, BMI greater than 45 kg per m,2 and evidence of severe IR. Patients who cannot comprehend the nature of the surgical intervention and the lifelong measures required to maintain an acceptable level of health should not be offered these procedures. Partnering with local metabolic surgeons would be an appropriate initial step to allow obese patients with T2DM to receive a timely surgical consult.


Pathogenesis of T2DM

Although the “core defects” of T2DM are pancreatic β-cell failure and IR, other systems appear to play unique and contributory roles in the progressive nature of the disease. Genetic and environmental susceptibility certainly increase the likelihood of developing T2DM. In addition, abnormalities in adipocytes (accelerated lipolysis), neuroprotective mechanisms (resulting in excessive appetite), changes in kidney absorption of glucose (involving the SGTL2 transport system), incretin resistance in the GI tract, and excessive hepatic glucose production in spite of a threefold increase in β-cell secretion of insulin all contribute to chronic hyperglycemia, oxidative stress, and longterm complications. When patients state that “they are doing the best they can” to control their glucose values, one should remain cognizant of the complex highway on which these paths will likely intersect clinical diabetes. Whether an individual remains euglycemic or advances toward the hyperglycemic pathway is ultimately determined by the ability of one’s pancreatic β-cells to produce and secrete enough insulin to maintain normoglycemia.

The hallmark of the metabolic dysfunction associated with T2DM includes a reduction in insulin secretion as well as altered insulin action, resulting in hyperglycemia. Unlike autoimmune T1DM, the progression to T2DM occurs over a period of 7 to 10 years (Fig. 10-4). In the prediabetes states of impaired fasting glucose (IFG) and IGT, pancreatic β-cells excrete increasing amounts of insulin in an attempt to maintain normal glycemia. The higher insulin output is accompanied by reduced
insulin activity in the liver, adipose tissue, and skeletal muscles, resulting in diminished intracellular glucose disposal. A further decline in β-cell insulin secretion and an increase in hepatic glucose production lead to overt diabetes with fasting and postprandial hyperglycemia. Patients proceed through a spectrum of abnormal glucose states, including IFG and IGT, until ultimately progressing to diabetes. Based upon a mathematical model of patients in the United Kingdom Prosepective Diabetes Study (UKPDS), the traditional belief has been that a newly diagnosed patient with T2DM has approximately 50% of their β-cell functioning remaining.56






Figure 10-4 • Progressing from Normoglycemia to Diabetes is a Process Taking Many Years. Approximately 7 years before the diagnosis of clinical diabetes, patients may have postprandial glucose levels greater than 140 mg per dL. Just before the diagnosis of diabetes, the fasting glucose levels increase greater than 126 mg per dL. β-cells produce a high level of insulin to overcome insulin resistance that occurs at the liver, adipose tissue, and skeletal muscle cells. At the time of diagnosis of diabetes, IR is prominent, yet endogenous insulin production by β-cells is reduced by 50%. When only 20% of the β-cell mass remains functioning, patients require exogenous insulin therapy.

Pancreatic β-cell failure appears to occur much earlier in the natural history of T2DM and is more severe than previously thought. The San Antonio Metabolism (SAM) study evaluated patients with normal glucose tolerance and T2DM.57 Patients received an OGTT with plasma glucose and insulin concentrations measured every 15 minutes to evaluate overall glucose tolerance and β-cell function. An insulin clamp technique was used to measure insulin sensitivity. Patients with “impaired glucose tolerance” who had a 2-hour postprandial glucose level of 180 to 199 mg per dL were found to have lost 80% to 85% of their β-cell function. Thus, by the time the diagnosis of clinical diabetes is made and therapeutic interventions are initiated, patients have already lost at least 80% of their β-cell function and are maximally insulin resistant. The SAM study suggests that intensive pharmacologic intervention may be reasonable for patients with both prediabetes and newly diagnosed T2DM.

In postmortem analysis, Butler et al.58 determined that β-cell mass is significantly decreased in patients with T2DM and that the underlying mechanism for this is β-cell apoptosis (genetically mediated cell death). Obese individuals in Butler’s study had a 63% deficit in relative β-cell volume compared with nondiabetic obese individuals. Thus, patients with prediabetes tend to lose β-cell function and mass prior to being clinically diagnosed with T2DM.

Multiple mechanistic anomalies have been implicated in the progression from euglycemia to clinical diabetes (Fig. 10-5). The pancreas, liver, muscle, kidneys, brain, gut, and adipose cell appear to be “team players” in driving susceptible individuals into chronic hyperglycemia. The individual
pathways that appear to favor IR, β-cell destruction, and progression from prediabetes to clinical diabetes are discussed below.






Figure 10-5 • Multiple Metabolic Defects Contribute to Hyperglycemia in Patients with T2DM. T2DM develops over time as a result of metabolic defects originating from multiple organ systems. This process is referred to as “The Ominous Octet.” (Adapted from DeFronzo RA. From the triumvirate to the ominous octet: a new paradigm for the treatment of type 2 diabetes mellitus. Diabetes. 2009;773-795.]


• β-cell Failure and Apoptosis

Patients with IGT have lost over 80% of their β-cell function and 50% of their β-cell mass.57 These patients are maximally insulin resistant and have a 10% incidence of diabetic retinopathy.59 Some would argue that patients with prediabetes should be treated intensively in order to preserve any remaining β-cell function.60

Multiple mechanisms have been proposed that appear to target progressive β-cell failure. Advancing age plays an important role in β-cell failure. Well-established observational studies confirm the incidence of diabetes increases with advancing age.61

Vitamin D (25-hydroxyvitamin D [25(OH)D]) may have a direct influence on diabetes pathogenesis and β-cell function. Several mechanistic pathways have provided researchers with circumstantial evidence linking vitamin D to β-cell preservation. Vitamin D3 may be obtained directly from the diet or by means of the sunlight-induced photochemical conversion of 7-dehydrocholesterol to previtamin D3. D3 must be hydroxylated twice to produce the biologically active form of the hormone. The first hydroxylation process occurs in the liver. This conversion produces 25-hydroxyvitamin D [25(OH)D], which is the major circulating form of vitamin D used by clinicians to determine vitamin D status. This form of vitamin D is biologically inactive and must be converted once again in the kidneys by 1 α-hydroxylase to the biologically active form of vitamin D 1,25-dihydroxyvitamin D [1,25(OH)2D].62 β-cells contain both vitamin D receptors and express activity of 1 α-hydroxylase.63 This suggests that the 1 α-hydroxylase enzyme plays a role in vitamin D signaling within the islet as well as in other organs such as the kidneys.64 (b) Vitamin D improves β-cell function by stimulating insulin release and restoring impaired insulin secretion in vitamin D-deficient mice.63 (c) Vitamin D is known to improve insulin action by stimulating expression of the insulin receptor and enhancing responsiveness for glucose transport.65 The Nurses’ Health Study of 83,779 women with 20-year follow-up revealed 4,843 new cases of T2DM. However, patients who consumed greater than 1,000 mg per day of calcium and greater than 800 mg per day of vitamin D had a 33% lower risk of developing T2DM.”66 (d) Mutations in genes coding for 1 α-hydroxylase may explain an association between obesity, T2DM, and low level of serum vitamin D.67 Unfortunately, no well-conducted randomized, controlled trials with adequate vitamin D doses have been conducted to determine if vitamin D supplementation could reduce the incidence of T2DM in adults.68 In light of the widespread prevalence of both vitamin D insufficiency and T2DM, the potential relationship between both disorders could hold tremendous public health implications.

IGT in association with elevated free fatty acids (FFAs) can induce oxidative stress. Intracellular oxidative stress occurs when the production of reactive oxygen species (ROS) (by-products of normal metabolism) exceeds the capacity of the cell’s antioxidants to neutralize them. Oxidative stress can be minimized by optimization of metabolic control. Stress-induced pathways such as NF-κB, stress kinases, and hexosamines tend to promote not only β-cell apoptosis but also pathways leading to long-term diabetes-related complications69

Glucotoxicity (chronically elevated plasma glucose levels) also influences the functionality and survivability of pancreatic β-cells. Short-term exposure of β-cells to increasing glucose concentrations initially induces proliferation of β-cell mass in a concentration-dependent manner.70 Over time, the proliferative capacity of β-cells is suppressed as demonstrated by Leahy et al. His team noted that cultured human islets undergo linear acceleration of β-cell apoptosis when exposed to glucose concentrations ranging 99 to 594 mg per dL.70

Insulin secretion from the pancreas occurs in two phases. The first-phase insulin response represents an acute release of insulin from the β-cells (Fig. 10-6). Normally, this insulin release occurs as β-cells excrete preformed insulin for 10 to 20 minutes after a glucose stimulus. The second-phase
insulin release will continue until the blood glucose level returns to normal, approximately 90 to 180 minutes after eating. First-phase insulin response is genetically predetermined and frequently abnormal in subjects with a first-degree relative with diabetes.71 (First-phase insulin response is also impaired because of the effects of chronic hyperglycemia on β-cell function and postreceptor signaling, which promote intracellular glucose transport.72,73(Direct β-cell death resulting from an elevation in FFA levels will also impair first-phase insulin response.






Figure 10-6 • Normal First and Second Phase Insulin Responses to Oral Glucose Challenge by Pancreatic β-Cells. In response to an initial glucose stimulation, the pancreatic β-cell produces an “acute” insulin response followed by a slower secondary release of insulin, which will be maintained as long as necessary in order to maintain euglycemia. The first phase insulin response is reduced or absent in patients with T2DM, leaving a delayed and/or exaggerated second phase insulin release.

To summarize, hyperglycemia plays a central role among the factors that contribute to loss of β-cell function. Vitamin D deficiency may predispose susceptible patients to glucose intolerance, altered insulin secretion, and progression to clinical diabetes. Initially, transient postprandial hyperglycemia may induce β-cell proliferation in insulin-resistant individuals. Over time this adaptive mechanism will fail as β-cell dysfunction and death ensue in those who are genetically or environmentally at risk. Aging β-cells may also be more prone to apoptosis. Chronic glucotoxicity induces intracellular oxidative stress when inflammatory cytokine production further impairs the β-cell’s production and insulin secretory capacity. T2DM does not occur in the absence of progressive β-cell failure, although IR is well established early during the natural course of the disease.

Considering the taxing global projections of patients who will eventually develop T2DM, novel strategies and agents will need to be developed that can halt the progression and perhaps either induce a β-cell rest or restore normoglycemia to high-risk patients. Clinical and mathematical assessments of β-cell function will allow investigators to determine the success or failure of pharmacologic interventions designed for β-cell rescue and preservation. Table 10-11 lists several of the commonly used assessment tools for determining β-cell function in clinical trials.


• Increased Lipogenesis and Free Fatty Acid Production

Fat cells play a pivotal role in the pathogenesis of T2DM. In fact, one may assume that the path toward T2DM will not become activated “until the fat cells begin to sing!” The fat cells travel with an entourage that includes the liver, muscle, and the β-cells. The damaged done metabolically by these four players are rarely detected until patients have been subject to microvascular or macrovascular complications for several years before treatment is initiated.

FFAs are responsible for antagonizing insulin action, promoting IR, reducing β-cell responsiveness to ambient hyperglycemia, and inducing β-cell apoptosis. At the cellular level, FFAs inhibit

insulin-mediated glucose uptake by interfering with the translocation of the glucose transport protein, GLUT-4, to the plasma membrane, effectively blocking glucose uptake by muscle cells and increasing peripheral IR (Fig. 10-7). Elevated FFAs prevent the peripheral uptake of glucose by skeletal muscles and inhibit insulin-mediated suppression of glycogenolysis and gluconeogenesis effectively increasing hepatic glucose production.74,75 Animal studies suggest that β-cell failure and death are preceded by an increase in plasma FFAs, accompanied by an accumulation of triglyceride within the β-cell.76,77,78 Figure 10-8 summarizes the relationship between lipotoxicity and T2DM pathogenesis.








TABLE 10-11. Clinical Tests That Assess β-cell Function

























β-cell Function Clinical Assessment Tool


Clinical Application


Comment


C-peptide


• Can be used to diagnose insu linomas and detect factitious hypoglycemia. When hypoglycemia is due to surreptitious insulin injection, insulin concentrations are high, but C-peptide levels are low because C-peptide is not found in commercial insulin preparations and exogenous insulin suppresses β-cell function.


• Elevated C-peptide levels result from increased β-cell activity as seen in insulinomas, thyrotoxicosis, Cushing syndrome, hypokalemia, pregnancy, acromegaly and chronic kidney disease


• Fasting reference range = 1-3 ng/mL


• Human insulin and C-peptide originate as a single polypeptide chain known as proinsulin in the pancreatic β-cell. Proinsulin is cleaved proteolytically to form equimolar amounts of insulin and C-peptide that are released into the portal vein.


• C-peptide binds the A and B chains of human insulin


• C-peptide has no biologic role other than to act as a “connector” for the 2 insulin chains


• C-peptide levels ≥3 ng/mL is predictive of cardiovascular risk in patients with multiple components of the metabolic syndrome


• Low C-peptide levels are expected when endogenous insulin secretion is decreased (T1DM), or suppressed as a normal response to exogenous insulin injections. Thiazide diuretics and alcohol ingestion also suppress C-peptide levels


• Half-life of C-peptide is 30 vs. 5 min for insulin. Thus, C-peptide provides a semi-quantitative assessment of endogenous insulin secretion


Acute Insulin Response to Glucose (AIRg)


• Evaluates loss of first phase insulin response in patients with T2DM


• Loss of first phase insulin response is one of the early defects observed in β-cell response to glucose stimulation


• AIRg is the mean increment in insulin concentration during the first 5 to 10 min after a standardized amount of glucose (0.3 g/kg of body weight) has been delivered intravenously as a bolus


Proinsulin-to-Insulin Ratio


The proinsulin:insulin ratio has been used as an indirect marker of β-cell function. For example, elevation of the proinsulin:insulin ratio correlates with a decreased acute insulin response to glucose in T2DM


• Fasting proinsulin levels > 5 pmol/L in conjunction with hypoglycemia (plasma blood glucose <45-60 mg/dL) suggests the presence of insulinoma due to endogenous hyperinsulinemia


• In euglycemic individuals, small amounts of proinsulin are secreted concurrently with insulin, resulting in a plasma proinsulin:insulin ratio of ˜0.1.


• Inflammation of β-cells, β-cell dysfunction, and β-cell stress will increase proinsulin:insulin ratios


• IR and T2DM may result in an increase in proinsulin relative production. Thus, a rise in proinsulin levels suggests β-cell stress


Homeostasis Model Assessment-β-Cell (HOMA-B)


• HOMA can be used to assess longitudinal changes in β-cell function and IR in patients with diabetes in order to examine the natural history of diabetes and to assess the effects of treatment.


• HOMA can also be used to track changes in insulin sensitivity and β-cell function longitudinally in individuals.


• (HOMA) estimates steady state β-cell function (%B) and insulin sensitivity (%S), as percentages of a normal reference population.


• HOMA is a method for assessing β-cell function and IR from basal (fasting) glucose and insulin or C-peptide concentrations.


• HOMA is a measure of basal insulin sensitivity and β-cell function and, is not intended to give information about the stimulated state of β-cells unlike clamp studies.


• HOMA cannot be used to test β-cell sensitivity in patients treated with exogenous insulin therapy


• HOMA calculator can be found online at: http://www.dtu.ox.ac. uk/homacalculator/index.php


From Kim ST, Kim BJ, Lim DM, et al. Basal C-peptide level as a surrogate marker of subclinical atherosclerosis in type 2 diabetic patients. Diabetes Metab J. 2011;35(1):41-49; Henry JB. Clinical Diagnosis and Management by Laboratory Methods. 18th ed. Philadelphia, PA: WB Saunders Co.; 1991; Mykkanen L, Haffner SM, Hales CN, et al. The relation of proinsulin, insulin, and proinsulin-to-insulin ratio to insulin sensitivity and acute insulin response in normoglycemic subjects. Diabetes. 1990;46(12):1990-1995; Vezzosi D, Bennet A, Fauvel J, et al. Insulin, C-peptide and proinsulin for the biochemical diagnosis of hypoglycaemia related to endogenous hyperinsulinism. Eur J Endocrinol. 2007;157:75-83; Wallace TM, Levy JC, Matthews DR. Use and abuse of HOMA modeling. Diabetes Care. 2004;27(6):1487-1495.








Figure 10-7 • Insulin Action in Muscle and Fat Cells. Insulin binds to the insulin receptor on the cell membrane. The binding induces a long series of intracellular molecular actions, which mobilize GLUT4 transporter protein to the cell surface. Glucose gains entry into the cell via the GLUT4 transport mechanism. IR may involve mutations of the insulin receptor or alterations in normal intracellular insulin signaling.

Several prospective epidemiologic studies have evaluated the link between elevated plasma concentrations of FFAs and the development of diabetes. In the Pima study, subjects with the highest plasma FFA levels had a 2.3-fold higher risk of developing diabetes than subjects in the lowest decile.79 In the Paris Prospective Study, higher FFA levels were also associated with progression from normal glucose tolerance at baseline to clinical diabetes.80

Approximately 80% of body fat is located within the subcutaneous adipose tissue, while 20% is stored within visceral (abdominal) adipose tissue (VAT).81 Individuals with a high accumulation of VAT, as measured by CT imaging, are at increased risk for developing T2DM, dyslipidemia, and coronary heart disease.82 Visceral fat produces higher levels of FFA, which explains the link between obesity and the progression to T2DM. Adipocytes in obese individuals are resistant to the antilipolytic effects of insulin. Both T2DM and obesity are characterized by an elevation in the mean day-long plasma FFA concentration as well as increased triglyceride levels within muscle, liver, and β-cells further promoting IR. Figure 10-9 summarizes the mechanisms by which lipotoxicity depicts the cellular mechanisms by which FFA heightens IR.

Decreased levels of cardiovascular fitness (as reflected by low VO2max during graded exercise testing) is associated with increased VAT in offspring of patients with T2DM who have evidence of impaired insulin sensitivity.83,84 Whether or not obese patients with a strong family history of T2DM may have a form of genetically impaired exercise intolerance is pure speculation. Other studies have proven that intentional weight loss of 25 lb via diet and exercise modulation can result in a 30% to 35% reduction in total body VAT mass.85 Moreover, consumption of a diet high in saturated fat can acutely increase plasma FFA levels in obese, insulin-resistant patients. Dietary elevation of FFA levels for as little as 48 hours markedly impairs both first- and second-phase insulin secretion in genetically predisposed individuals, further impairing insulin secretion and peripheral disposal.86

In summary, lipotoxicity increases IR in patients with visceral adiposity. Increased FFA production impairs insulin secretion by promoting β-cell death and blocks insulin action within myocytes and hepatocytes heightening IR. Ninety percent of patients with T2DM are considered obese. Dietary consumption that is high in saturated fat increases visceral adiposity that impairs first- and second-phase insulin secretion, peripheral glucose disposal within the skeletal
muscles, and increases hepatic glucose production. The resultant IR is the hallmark of T2DM pathogenesis.






Figure 10-8 • Lipotoxicity Impacts Severely Impacts IR at Multiple Target Sites. An increase in activity within VAT results in elevated plasma levels of FFAs. The FFAs effectively block intracellular glucose transport within skeletal muscle cells, increase hepatic glucose production, and cause pancreatic β-cell failure. The ultimate result is progressive hyperglycemia in genetically predisposed patients.


• Insulin Resistance

Both the liver and skeletal muscles are severely resistant to insulin action in patients with T2DM. Excessive hepatic glucose production in patients with T2DM adds an additional 30 g of glucose to the systemic circulation of an 80-kg person each night. The initial response of the β-cell is to accelerate insulin production and secretion to compensate the rise in hepatic glucose output. Even at endogenous insulin secretion rates that exceed threefold normal levels, hepatic glucose production
continues to increase unabated. This leads credence to the belief that 90% of IR is due to defects in the peripheral uptake of glucose in skeletal muscle tissue.87






Figure 10-9 • Mechanism of IR at the Molecular Level via FFA Accumulation in Skeletal Muscle Cells. Once FFAs accumulate in skeletal muscle cells, fatty acyl coenzyme A (CoA) and diacylglycerol (DAG) accumulate and activate the protein kinase C (PKC) pathway. High levels of PKC alter the structure of the insulin receptor on the cell membrane, resulting in IR. An increase in DAG is accompanied by activation of the nuclear factor (NF) pathway. NF has been linked to the pathogenesis of CAD, which may explain the increased prevalence of heart disease in obese patients with T2DM. (Adapted from Petersen KF, Shulman GI. Etiology of insulin resistance. Am J Med. 2006;119(5 suppl 1):S10-S16.)

The skeletal muscles are responsible for absorbing and processing glucose in the postabsorptive state. Patients with T2DM exhibit defective insulin receptor binding and postreceptor signaling.88,89 (As glucose clearance in the peripheral skeletal muscle is reduced, IGT and chronic postabsorptive hyperglycemia replace the normal euglycemic state (Fig. 10-7).

IR may be the best predictor of future T2DM risk. The likelihood that a patient has IR can be assessed by calculating the ratio of one’s plasma triglycerides to HDL-C. A level greater than 3.5 is strongly associated with IR.90 For example, if a patient’s lipid profile demonstrates a triglyceride level of 500 mg per dL and a HDL-c of 30 mg per dL, the TG:HDL ratio is 17:1. This patient is at increased risk of developing T2DM and should be encouraged to minimize his or her saturated fat intake, initiate a weight reduction diet, eliminate any alcohol consumption, and start a comprehensive exercise program.

To summarize, IR results from defective glucose utilization within peripheral target organs, specifically skeletal muscle cells. Hepatic glucose production rises despite an initial threefold increase in endogenous insulin production. Eventually, the ability of the β-cells to continue their quest toward producing optimal insulin levels will end as their exposure to increasing plasma levels of hyperglycemia result in apoptosis.


• Hyperglucagonemia

Basal plasma glucagon concentration is elevated in patients with T2DM and their hepatocytes appear to be hypersensitive to the stimulatory effect of glucagon in inducing gluconeogenesis.91

Glucagon is normally secreted from pancreatic α cells located around the periphery of the islet in response to a hypoglycemic trigger. The protective mechanism of glucagon activates hepatic gluconeogenesis and glycogenolysis, thereby raising ambient glucose levels (Fig. 10-10). Under normal conditions, a postprandial increase in glucose concentration is associated with a corresponding reduction in glucagon. As plasma glucose levels decrease, glucagon levels increase, resulting in a 60% increase in hepatic glucose production and output through gluconeogenesis.92 Glucagon secretion is regulated, in part, by endogenous insulin secretion. Insulin action results in the storage of
glycogen within hepatocytes. IR, insulinopenia, or an increase in glucagon output signals the liver to depolymerize glycogen, resulting in a rise in plasma glucose concentration. Paradoxically, glucagon secretion is substantially elevated in the fasting state and is not suppressed during the postabsorptive phase in patients with both prediabetes and clinically apparent diabetes. The hypersensitivity of glucagon toward promoting gluconeogenesis in T2DM promotes chronic hyperglycemia and intensifies IR.






Figure 10-10 • Effects of Glucagon on Hepatocytes. Glucagon opposes the action of insulin in peripheral tissues, predominantly in the liver. Although meals generally suppress glucagon secretion from normal α cells, patients with diabetes exhibit disordered control of glucagon secretion leading to excess hepatic glucose production. Glucagon release is stimulated by hypoglycemia and inhibited by hyperglycemia, insulin, and somatostatin. GLP-1 also inhibits glucagon secretion. Once released, glucagon increases hepatic glucose production by activating glycogenolysis and gluconeogenesis pathways.

Drugs that inhibit glucagon secretion or antagonize the glucagon receptor, such as exenatide and liraglutide, are effective in treating patients with type 2 and possibly T1DM.93,94,95

Fasting hyperglucagonemia is an early defect in the pathogenesis of T2DM. Analysis of islet hormones in young obese adolescent subjects demonstrated significantly increased levels of fasting glucagon, particularly in obese individuals with IR or IGT. Glucagon secretion was appropriately suppressed by glucose or insulin in these subjects.96


• Impaired Incretin Effect

The incretin effect refers to a phenomenon in which oral glucose administration elicits a much higher insulin secretory response than an equimolar intravenous infusion of glucose.97 In humans, the incretin effect is mediated by two peptide hormones, GLP-1 and glucose-dependent insulinotropic polypeptide (GIP).

Contradicting information has been published regarding the secretion of GLP-1 in response to oral glucose in T2DM patients. Both elevated and reduced postchallenge responses have been described.94 The plasma levels of dipeptidyl peptidase 4 (DPP-4), which rapidly degrades GLP-1 following its meal-stimulated release from the small and large intestinal L-cells, are similar in euglycemic individuals and patients with diabetes.94 As a consequence of the action of DPP-4, as well as rapid renal clearance, the half-life of GLP-1 is 1 to 2 minutes and that of GIP is approximately 7 minutes.94 Basal (fasting) concentrations of GLP-1 are approximately 5 pmol per L, while peak concentrations of approximately 15 to 40 pmol per L are observed 1 hour after eating.94 Although small reductions in postprandial GLP-1 secretion may occur in patients with T2DM,
these observations do not appear to have a meaningful physiologic effect on glucose metabolism and insulin secretion.98

The effects of both GLP-1 and GIP are expressed by specific receptors present on β-cells and other target tissues. GLP-1 and GIP increase insulin secretion from β-cells in a glucose-dependent manner. In rodents, GLP-1 and GIP also enhance β-cell mass by increasing rates of proliferation and decreasing rates of apoptosis.99 This effect, however, has not been observed in humans. GLP-1 suppresses glucagon secretion, slows gastric emptying, and enhances satiety. GIP has a direct effect on adipocytes to promote triglyceride storage.99 Taken together, the incretin hormones provide a physiologic response to meals of variable sizes allowing for optimal metabolic control of nutrients.

In patients with T2DM, the incretin effect is reduced by approximately 50% compared with euglycemic subjects.99 The defect appears to be secondary to impairments in incretin hormone action (resistance) rather than secretion because most studies have found comparable circulating concentrations of GLP-1 and GIP in response to nutrient challenges in subjects with T2DM and normal controls.99 The glucodynamic effects observed in GLP-1-deficient patients may be overcome by infusing native GLP-1 subcutaneously to achieve “pharmacologic” plasma levels.100 However, pharmacologic replacement of GIP does not appear to restore glycemic control to patients with IGT.

Interestingly, GLP-1 resistance in some individuals may be secondary to a genetic defect affecting the receptor binding site. Defective GLP-1 receptor binding may result in loss of intracellular signaling and reduced expression of hormonal action. A single nucleotide polymorphism (SNP) in which methionine is substituted for threonine at position 149 of GLPIR on the receptor binding site has been identified.101 When present, this defect results in an altered insulin secretory response to GLP-1 infusion.

Glucose toxicity may down-regulate GLP-1 receptor expression.99 However, improvement in glucose control and reversal of glucose toxicity with both DPP-4 inhibitors and GLP-1 analogues can restore β-cell function and perhaps receptor responsiveness to endogenous GLP-1.94

In summary, resistance to the stimulatory effects of the gut hormone actions on insulin secretion and glucagon suppression (Fig. 10-11) suggest that GLP-1 and GIP contribute to the pathogenesis of T2DM.






Figure 10-11 • Role of GLP-1 on Glycemic Regulation. Once secreted from the intestines in response to an oral stimulus, GLP-1 slows gastric emptying, decreases glucagon secretion (which lowers hepatic glucose production), and stimulates the secretion of endogenous insulin from the pancreatic β-cell in a glucose dependent manner. GLP-1 also increases satiety, promotes glucose uptake in skeletal muscles, and appears to be cardioprotective.



• Renal Influence on Insulin Resistance

The role of the kidneys in maintaining normoglycemia, through the filtration and reabsorption of glucose as well as gluconeogenesis, is well established. Euglycemic individuals filter approximately 180 L of plasma and 180 g of glucose through the kidneys daily.102

Under normal conditions, the ability of the kidneys to reabsorb glucose from the glomerular filtrate is extremely effective with less than 0.5 g per day of the filtered glucose ultimately appearing in the urine. However, in patients with hyperglycemia, the amount of filtered glucose reabsorbed increased in proportion to the plasma glucose concentration until the resorptive capacity of the proximal convoluted tubules of the glomerulus is exceeded. At this point, the excess glucose is excreted into the urine and is detected as glycosuria

Glucose reabsorption is accomplished via the active high-capacity transport protein sodiumglucose transporter-2 (SGLT 2). SGLT2 is expressed predominantly in the kidneys and is located in the brush border membrane of the S1 segment of the proximal tubule. The remainder of the glucose is reabsorbed from the distal S3 segment of the proximal tubule by the low-capacity sodium glucose cotransporter-1 (SGLT1).103 (see Fig. 10-12).

In patients with diabetes, the SGLT 2 transport mechanism is as potent as in euglycemic individuals. This appears to be an adaptive response by the kidneys to conserve glucose, which is required to meet the energy demands of the brain and cardiovascular system in the presence of severe IR. Thus, an individual with IR is incorrectly “marked” as developing intracellular starvation of nutrients. In an attempt to correct this pathologic defect, the kidneys reabsorb excessive amounts of glucose hoping that this energy source will ease the burden of the brain,
skeletal muscle, and cardiovascular system all of which appear to be unable to transport glucose intracellularly.






Figure 10-12 • Locations and Actions of Renal Transport Proteins.

Within the glomerulus glucose molecules are reabsorbed via active transport mechanisms within the proximal convoluted tubule rather than being lost in the urine. Two glucose transporters, SGLT2 and SGLT1 are responsible for the reabsorption of glucose in the proximal convoluted tubule. The majority of the glucose (90%) is reabsorbed via SGLT2. Patients with diabetes continue to reabsorb glucose from the plasma despite experiencing ambient hyperglycemia. This further raises plasma glucose and increases IR. Drugs that block the ability of SGLT2 to reabsorb glucose while causing the excessive glucose to be excreted in the urine can be effective in lowering blood glucose.

Drugs that are able to normalize plasma glucose levels by antagonizing the action of proximal tubule protein transporters appear to be an attractive pharmacologic target for both T1DM and T2DM. Simply increasing urinary glucose excretion without causing weight gain, negatively affecting β-cell function while minimizing the risk of hypoglycemia should offer positive therapeutic options to many patients.


• Impaired Neuroprotection

Few would argue that the current epidemic of diabetes is driven by the epidemic of obesity. Could the IR seen in peripheral tissues also extend into the central nervous system?

The direct administration of GLP-1 into the third cerebral ventricle of rats augments glucosestimulated insulin secretion as the brain attempts to overcome a state of acute hyperglycemia.104 In addition, when GLP-1 is directly administered into the arcuate nucleus of the hypothalamus hepatic glucose production is reduced.105 Food intake is reduced when GLP-1 was injected directly into the paraventricular nucleus.106 Thus, GLP-1 receptor expression is based upon their unique location within the brain. Stimulation of those receptors within the arcuate nucleus lowers basal and postprandial glucose levels, whereas expression of GLP-1 receptors in the paraventricular nucleus will induce satiety.

Functional magnetic resonance imaging (MRI) has been used to evaluate the cerebral response to an ingested glucose load in obese subjects.107 Following glucose ingestion, the ventromedial nuclei and the paraventricular nuclei demonstrated consistent inhibition. These are the key centers in the brain that regulated appetite. Whether the impaired functional MRI response in obese subjects contributes to or is a consequence of IR and weight gain is unclear. However, these results suggest that in patients with impaired glucose metabolism, the brain may not only be insulin resistant, but may also have additional defects in GLP-1 expression and secretion.108

In summary, the pathogenesis of T2DM is multifactorial. Genetically or environmentally “challenged” individuals begin the transformation from euglycemia toward clinically apparent T2DM as their skeletal muscles and hepatocytes exhibit evidence of IR. Initially, pancreatic β-cells attempt to compensate for the IGT by overproducing insulin. Perhaps patient’s appetites are increased at this early phase of prediabetes. As their meal portions increase, so does the secretion of GLP-1, resulting in β-cell hypertrophy. Over time, other metabolic defects appear that tend to aggravate the existing state of hyperglycemia. Accelerated adipocyte-centered lipolysis heightens plasma levels of circulating FFA, thereby promoting IR and β-cell apoptosis. As glycemic control deteriorates, the renal threshold for glucose excretion is exceeded. SGLT2 levels are elevated and the renal absorption of glucose is paradoxically increased as if the kidneys believed that the body required additional glucose to meet energy demands. Meanwhile, neuroprotective mechanisms within the central nervous system are also flawed as the brain is unable to minimize hepatic glucose production or induce satiety. At the cellular level, defective receptor signaling and glucose transport have occurred. Glucose is unable to enter or provide fuel for skeletal muscle cells. Hyperglycemia tends to favor GLP-1 receptor resistance. As a result, meal-stimulated GLP-1 production by the intestinal L-cells cannot effectively stimulate insulin secretion by the pancreatic β-cells. Due to the theoretical communication between β-cells and α-cells, a defect in β-cell function may result in inappropriate glucagon production that would stimulate hepatic gluconeogenesis.


Genetic Susceptibility for T2DM and MODY

The development of T2DM diabetes is strongly influenced by genetics. Thirty-nine percent of patients with T2DM have at least one parent with the disease.109 The lifetime risk for a firstdegree relative of a patient with T2DM diabetes is 5 to 10 times higher than that of age- and
weight-matched subjects without a family history of diabetes.110 Among monozygotic twin pairs with one affected twin, T2DM eventually develops in 60% to 90% of unaffected twins.109 Firstdegree relatives of patients with T2DM often have IGT, delayed first-phase insulin response, and β-cell dysfunction years before diabetes develops.111,112

Approximately 2% to 5% of patients with T2DM who are first seen at a young age have mild disease and show autosomal dominant transmission. This condition was formerly called maturityonset diabetes of the young (MODY). In 2006, the International Society of Pediatrics and Adolescent Diabetes renamed MODY “monogenetic diabetes.”113 In the new classification, the MODY subtypes have been eliminated and replaced by specific descriptions of the known genetic defects. Six different genetic abnormalities have been identified. The currently recognized genetic defects of β-cell function are described in Table 10-12.

MODY is an autosomal dominant single gene phenotype of youth-onset diabetes occurring typically prior to age 25, whereas T2DM is of polygenic origin. MODY can occur at any age resulting in the limited release of insulin in response to a glucose stimulus. Unlike MODY patients, individuals with T2DM have evidence of IR including central obesity, low HDL-c, elevated triglycerides, acanthosis nigricans, and hypertension. Patients with MODY are nonketotic and noninsulin dependent.
Patients are typically lean and white.114 The presence of autoantibodies, such as GAD, IA-2 autoantibodies and insulin autoantibodies are pathognomonic for T1DM.








TABLE 10-12. MODY Classification, Characteristic Metabolic Defects, and Suggested Treatments










































MODY Type


Pattern of Inheritance


Genetic Defect


Clinical Presentation


MODY1


Autosomal dominant


• HNF-4 α Expressed in the liver, kidney, intestines, and islets


• Hyperinsulinemia in fetal and neonatal life, progressing to insulin-deficient diabetes in later years


• Sulfonylureas may be effective for years


• Decreased apolipoproteins and triglycerides suggesting the role of the transcription factor HNF on regulating genes within hepatocytes


• Deficient insulin secretion in response to an arginine stimulus


• Uncommon cause of MODY (˜5%)


MODY2


Autosomal dominant


• Glucokinase molecule (GK)


• Decreased β-cell sensitivity to glucose. Insulin is released at increased glucose concentrations


• Nonprogressive (mild) insulinopenia


• Intervention may not be needed except in the homozygous state that causes more significant hyperglycemia. Treat only if A1C > 6.5% or fasting glucose > 126 mg/dL.


• In the future, glucokinase activator drugs might be a useful option


• Few, if any complications


• Slight increase in fasting and postprandial glucose values


• A1C is near the upper limits of normal


• “Neonatal diabetes.” Birth weight may be decreased by 500 g


• Accounts for 22% of all MODY cases


MODY3


Autosomal dominant


• HNF-1 α(TCF1) Expressed in hepatocytes and β-cells


• Progressive insulinopenia with increasing age.


• May regulate β-cell growth


• Common cause of 58%of all MODY.


• Can be treated with sulfonylureas and low-carbohydrate diet


MODY4


Autosomal dominant/autosomal recessive (pancreatic agenesis)


• IPF-1 (Insulin Promotor Factor-1)


• This is also a pancreatic transcription factor


• Later onset of diabetes


• Strong history of diabetes on both sides of family


MODY5


Autosomal dominant


HNF-1 B (TCF2)


• Neonatal diabetes is possible


• Renal cysts, vaginal/uterine malformations, abnormal liver functions, nondiabetic kidney disease is present


Accounts for only 2% of MODY cases


MODY6


Autosomal dominant and spontaneous


• KATP channel (NEUROD1)


• Most have a mutation in the tRNA gene. Many other genes may also be abnormal.


• Affects the function of the mitochondria, resulting in a mitochondrial diabetes phenotype


• Mitochondria normally link glucose detection to insulin secretion. Decreased energy production results in hypoinsulinism


• MELAS syndrome: mitochondrial myopathy, encephalopathy, lactic acidosis and stroke. May also present with seizures, diabetes, hearing loss, cardiac disease, short stature, endocrinopathies and neuropsychiatric dysfunction


• Treat with CoQ10, riboflavin, dichloroacetate, and vitamin K.


• Very rare form of MODY


From Mehrazin M, Shanske S, Kaufmann P, et al. Longitudinal changes of mtDNA A3243G mutation load and level of functioning in MELAS. Am J Med Genet A. 2009;149A(4):584-587. Fajans SS, Bell GI. MODY: history, genetics, pathophysiology and clinical decision making. Diabetes Care. 2011;34:1878-1884.


MODY patients display a variable course in severity and rate of progression of hyperglycemia and loss of endogenous insulin production. In many MODY families, microvascular and macrovascular complications occur in a frequency similar to the pattern observed in patients with T2DM.115

Patients with MODY3 have a genetic mutation in their glucokinase gene (HNF1A).116 Glucokinase (expressed in both hepatocytes and pancreatic islet cells) performs as an intracellular glucose sensor and plays a crucial role in regulating insulin secretion in response to plasma glucose
concentrations. Normal functioning glucokinase levels will allow maintenance of one’s blood glucose levels in the fasting state between 85 and 99 mg per dL. A mutation in the glucokinase (GK) gene will cause the ambient glucose level to rise to greater than 100 mg per dL. Most often, fasting blood glucose levels are mildly elevated (110 to 140 mg per dL) and recognizable in the perinatal period. Postprandial hyperglycemia is minimal. Patients lack progression of diabetes, demonstrate an absence of insulin requirement, and do not develop vascular complications.115

Five other types of MODY have been identified involving mutations in transcription factor genes that control the way that insulin is produced by the pancreatic β-cells (HNF-1 α, HNF-1 β, HNF-4α, IPF-1, and NEURO-D1). Each form of MODY produces a slightly different clinical form of diabetes.115

A typical MODY patient may present between 12 and 30 years of age with slowly advancing abnormal glucose tolerance. In some patients with MODY, T2DM may NOT become apparent unless endogenous insulin requirements substantially increase such as during superimposed obesity, pregnancy, or periods of prolonged physical inactivity. Patients are nonobese. Both a parent and a grandparent will have diabetes. MODY patients are typically asymptomatic and may have been misdiagnosed with T1DM years prior due to their young age. Any young patient who appears to have T1DM, a strong family history of diabetes, has measurable C-peptide levels, yet tests GAD-65 (autoantibody) negative should undergo genetic testing to determine the presence of MODY.117 Genetic testing will disclose whether MODY is present and will distinguish between a subtype of MODY, providing clues to both prognosis and treatment. Once a diagnosis for MODY is established, other family members, whether or not they are symptomatic, should be screened for the family-specific mutation and possible abnormalities of carbohydrate metabolism associated with that anomaly. Patients should also be screened with the following tests: A1C, fasting plasma glucose, 2-hour postglucose levels, 1-hour postglucose levels, and OGTT.115 Further information regarding MODY testing may be obtained through Athena Diagnostics (http://www.athenadiagnostics.com/content/diagnostic-ed/endocrinology/mody).

Other genetic influences for the development of T2DM may be entirely “nonspecific.” For example, genes that regulate appetite, energy expenditure, and intra-abdominal fat accumulation may increase the likelihood of a patient becoming obese. These “diabetes-related genes” would enhance the progression of euglycemia toward IGT and β-cell dysfunction under the influence of certain environmental factors (smoking, alcohol, reduction in serum vitamin D levels, increased BMI, loss of incretin response, etc).118 An individual with a specific mutation in the insulin receptor gene may develop IR sooner than a patient who does not have this genetic defect. Thus, the heterogeneous nature of T2DM often makes genetic determination of pathogenesis very complex.

Patients with MODY1 and 3 may be treated with sulfonylureas.119 Early intensive intervention with sulfonylureas appears to slow the decline of β-cell mass that occurs in these patients.115 Diets low in carbohydrates, and intensive exercise will improve peripheral glucose uptake. Glinides may reduce the risk of hypoglycemia in patients with MODY.120

Glucokinase (GK) would be an excellent therapeutic target. GK is an intracellular glucose sensor in pancreatic β-cells and a rate-controlling enzyme for hepatic glucose clearance and glycogen synthesis. These metabolic processes are defective in T2DM. Patients with T2DM appear to have a reduction in GK function. Within hepatocytes, GK expression is severely reduced because the actions of GK are entirely insulin dependent.121 In euglycemia, hyperglycemia induces GK expression in the β-cells 5- to 10-fold, resulting in insulin synthesis and secretion. Glucokinase activators (GKAs) have been shown to potentiate the glucose-stimulated release of insulin by β-cells. They also augment the receptor action of GLP-1 on target organs, thereby increasing glucose stimulation and insulin biosynthesis.122 GKAs lower hepatic glucose production in normal and diabetic rats.123 Some concerns related to the GKA drug class include hypoglycemia induction, fatty liver infiltration, and hyperlipidemia. The GKAs that are currently in development are shown in Table 10-13.

GLP-1 analogues such as exenatide and DPP-4 inhibitors may be a useful therapeutic option for patients diagnosed with MODY1. Clinically, such individuals develop progressive insulinopenia with advancing age, although initially sulfonylureas are effective at maintaining euglycemia.
First-phase insulin response is absent and lipid panels are abnormal (low apo C2, apo C3, Lp (a), and triglycerides). GLP-1 analogues appear to enhance first-phase insulin release and may prove beneficial in patients identified with this form of monogenetic diabetes.124,125








TABLE 10-13. GKAs in Clinical Development



























Drug


Pharmaceutical Sponsor


Phase/Clinicaltrials. gov Identifier:


LY2599506a


Eli Lilly and Company


II/ NCT01029795


LY2608204


Eli Lilly and Company


I/ NCT01313286


LY2608204


Eli Lilly and Company


I/ NCT01247363


Oral ZYGK1


Cadila Healthcare Limited


I/ NCT01472809


a Study was terminated due to “nonclinical safety findings.”


From www.clinicaltrials.gov. Accessed March 8, 2012.



Pharmacologic Intervention for T2DM


• Defining Therapeutic Goals

When lifestyle interventions including weight reduction and exercise fail to reduce glycemia to the desirable range, oral antihyperglycemic agents should be initiated. Nine years after randomization, only 9% of obese patients with T2DM in the United Kingdom Prospective Diabetes Study (UKPDS)126 were able to maintain an A1C of less than 7%.

Because of the progressive nature of the disease, nearly all patients with T2DM will eventually require insulin to treat their hyperglycemia (see Chapter 12). Additionally, T2DM is associated with metabolic abnormalities such as hypertension, hyperlipidemia, endothelial inflammation, and procoagulation, all of which increase one’s risk of early cardiovascular morbidity and mortality. The assessment and management of these comorbid conditions are imperative. One can understand how T2DM is in no way “a simple form of diabetes,” as many patients are led to believe.

The goals of pharmacologic intervention in T2DM are to normalize hyperglycemia, improve insulin sensitivity, preserve β-cell function, reduce hepatic glucose output, improve peripheral glucose utilization, and delay or prevent microvascular and macrovascular complications. To that end, health-care providers should strive to treat patients as quickly as possible, as safely as possible, to the lowest glycemic targets as possible, for as long as possible, and to use pharmacologic interventions as rationally as possible. The many factors that must be considered when designing treatment programs for patients with T2DM may be reviewed in Table 10-14.

Just as the prevalence and economic burden of diabetes have increased, so too has the complexity of management. Such a process is a dynamic one that occurs partly in response to the availability of new drugs and therapeutic classes. Several studies have documented changes in the use of diabetes therapies over time.127 Although sulfonylureas and human insulins were the mainstay of diabetes therapy before 1995, many new pharmacotherapy options have been introduced in the past decade, including glitinides, AGIs, biguanides, incretins, DPP-4 inhibitors, amylin analogues, glitazones (thiazolidinediones), insulin analogues, and GLP-1 agonists. These new compounds, although more costly than their older counterparts, are marketed on the basis of their potential promise of greater convenience and enhanced ability to achieve glycemic control.

Randomized controlled clinical trials such as the Diabetes Control and Complications Trial for patients with T1DM as well as the UK Prospective Diabetes Study and Kumamoto Study for those with T2DM have established the glycemic therapeutic goals that appear to minimize the risk of longterm complications.56,128

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May 25, 2016 | Posted by in ENDOCRINOLOGY | Comments Off on Diagnosis and Management of T2DM

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